920:, the Conduct & Practices Handbook, and the 90-day Investment Advisor Training Program. Within 30 months of obtaining designation as a "registered representative", the registrant is further required to meet the post-licensing proficiency requirement to complete the Wealth Management Essentials course. A registered representative is also required to complete 30 hours of professional development (product knowledge) and 12 hours of compliance training every three year continuing education cycle as set out by the Investment Industry Regulatory Organization of Canada. To trade options and/or futures, a registered representative must pass the Derivatives Fundamentals Course in addition to the Options Licensing Course and/or the Futures Licensing Course, or alternatively, the Derivatives Fundamentals Options Licensing Course for options.
754:(...) This enigmatic business which is at once the fairest and most deceitful in Europe, the noblest and the most infamous in the world, the finest and the most vulgar on earth. It is a quintessence of academic learning and a paragon of fraudulence; it is a touchstone for the intelligent and a tombstone for the audacious, a treasury of usefulness and a source of disaster, (...) The best and most agreeable aspect of the new business is that one can become rich without risk. Indeed, without endangering your capital, and with out having anything to do with correspondence, advances of money, warehouses, postage, cashiers, suspensions of payment, and other unforeseen incidents, you have the prospect of gaining wealth if, in the case of bad luck in your transactions, you will only change your name. Just as the
125:
38:
1058:
of the firm; and branches, likewise managed. The South
African Institute of Stockbrokers (SAIS) offers the six exams required to become such, a Certified Stockbroker, or CSb(SA), following 3 years' work experience, and with other educational requirements met. See also re. "Regulated Positions" and
964:
via brokers, provide an ecosystem to investors to trade in capital markets through various channels- broker offices, investment advisor or screen-based electronic trading system. An individual employed by an investment firm must complete the
National Institute of Securities Markets (NISM) exam and
985:
is the QFA ("qualified financial adviser") designation, which is awarded to those who pass the
Professional Diploma in Financial Advice and agree to comply with the ongoing "continuous professional development" (CPD) requirements. The qualification, and attaching CPD program, meets the "minimum
932:, to become a representative one has to work for a licensed firm and pass 3 exams to prove competency. Passing a fourth exam results in obtaining a "specialist" license. All tests can be taken with the Hong Kong Securities Institute. After passing all tests, approval must be received by the
972:
Stock market advisory and research services are highly regulated in India. Only SEBI registered stock advisory and investment research analysts are allowed to do so. The complete details of these authorized persons are available on website of SEBI for protection of investors.
1106:(CISI), established in 1992, is the largest UK professional body for investment professionals. It evolved from the London Stock Exchange, has around 45,000 members in over 100 countries and delivers more than 40,000 exams each year. Qualifications include: the
916:, to be licensed as a "registered representative" or an "investment advisor" and thus be qualified to offer investment advice and trade all instruments with the exception of derivatives, an individual employed by an investment firm must have completed the
758:, when they are seriously ill, change their names in order to obtain relief, so a changing of his name is sufficient for the speculator who finds himself in difficulties, to free himself from all impending dangers and tormenting disquietude.
1116:
CFA UK also offers various FCA Appropriate
Qualifications. It represents the interests of around 12,000 investment professionals and is part of the worldwide network of members of the
1042:, becoming a trading representative requires passing 4 exams, modules 1A, 5, 6 and 6A, from the Institute of Banking and Finance and applying for the license through MAS and SGX.
716:
Examples of professional designations held by individuals in this field, which affects the types of investments they are permitted to sell and the services they provide include
1500:
1064:
1030:
oversees qualifications. The New
Zealand Certificate in Financial Services (Level 5) is the minimum level of qualification necessary to offer investment advice.
1909:
1635:
1568:
1550:
1103:
1583:
1608:
1478:
949:
878:
1840:
1060:
986:
competency requirements" specified by the
Financial Regulator, for advising on and selling five categories of retail financial products:
1902:
1660:
644:
124:
1525:
1784:
1543:
1107:
3195:
1274:
1181:
1151:
1135:
893:
736:
1080:
953:
3169:
2836:
1895:
1370:
874:
378:
2140:
1027:
1449:
1159:
2700:
1767:
1406:
1353:
1326:
1174:
933:
1169:, cannot be called stockbrokers since they are prohibited from selling stocks. Selling variable products, such as a
2165:
1051:
957:
787:
3069:
1185:
1155:
855:
3109:
2756:
717:
637:
1867:
1674:
3139:
2159:
1529:
1129:
710:
670:
1564:
2642:
2582:
2378:
2284:
1139:
286:
17:
2368:
2336:
2240:
2194:
2177:
2130:
1111:
1096:
729:
725:
721:
3044:
2821:
2153:
2147:
1177:
policy, typically requires the broker to also have one or another state insurance department licenses.
1054:
rules require that member firms must be under the control of a "qualified stockbroker", who is also an
917:
827:
2806:
1504:
1236:
674:
630:
573:
368:
291:
1095:
and brokers must achieve a recognised qualification from the
Appropriate Qualifications list of the
2542:
2217:
1587:
819:
251:
198:
2496:
2357:
2252:
2135:
897:
889:
831:
3019:
2721:
2384:
1201:
608:
485:
460:
418:
331:
1757:
1396:
3200:
3014:
2999:
2936:
2896:
2886:
2826:
2786:
2693:
2522:
2331:
1343:
1316:
1011:
961:
835:
823:
533:
1266:
3079:
3034:
2954:
2948:
2921:
2901:
2846:
2841:
2761:
2657:
2577:
2342:
2326:
2289:
2171:
2114:
2082:
1474:
843:
613:
583:
425:
388:
351:
1728:
8:
3144:
3114:
3094:
3004:
2964:
2891:
2881:
2876:
2587:
2532:
2456:
2316:
2246:
2075:
2048:
1426:
799:
558:
553:
455:
227:
1714:
3129:
3124:
3009:
2984:
2931:
2856:
2771:
2627:
2602:
2562:
2547:
2466:
2436:
2405:
2363:
2107:
2017:
2007:
1422:
1055:
811:
702:
593:
480:
208:
51:
3059:
2916:
2861:
2791:
2776:
2736:
2491:
2476:
2228:
1763:
1402:
1349:
1322:
1299:
Confusión de confusiones (1688): Portions
Descriptive of the Amsterdam Stock Exchange
1294:
1221:
763:
706:
698:
678:
413:
398:
346:
326:
256:
213:
3054:
3024:
2994:
2989:
2969:
2941:
2906:
2831:
2741:
2686:
2592:
2512:
2308:
2189:
2065:
1984:
1940:
1918:
1170:
505:
470:
465:
450:
435:
373:
341:
246:
132:
116:
865:
Up until
January 1, 2019, investment professionals that offer financial advice in
3159:
3154:
3074:
2979:
2959:
2871:
2866:
2796:
2781:
2667:
2662:
2597:
2572:
2507:
2481:
2461:
2420:
2415:
2410:
2395:
2390:
2278:
2212:
2204:
2092:
1979:
1844:
1639:
1246:
1216:
779:
603:
588:
548:
445:
430:
403:
383:
313:
303:
1702:
3149:
3134:
3099:
3084:
3064:
2926:
2911:
2751:
2726:
2622:
2617:
2517:
2502:
2263:
2258:
2223:
2022:
1989:
1935:
1927:
1226:
1092:
795:
748:
739:
provides an online tool designed to help understand professional designations.
694:
598:
563:
408:
358:
296:
168:
3189:
3174:
2816:
2801:
2766:
2486:
2471:
2446:
2400:
2352:
2055:
2012:
1999:
1950:
1871:
1826:
1612:
1302:
1166:
1147:
1143:
1117:
839:
771:
690:
618:
578:
523:
148:
47:
3049:
2974:
2678:
2647:
2567:
2537:
2527:
2347:
2321:
2070:
2060:
2043:
1974:
1969:
1945:
1753:
1241:
1231:
1206:
815:
543:
440:
178:
43:
1305:: Baker Library, Harvard Graduate School of Business Administration, 1957)
3164:
3089:
3039:
3029:
2731:
2652:
2632:
2612:
2607:
2552:
2441:
2373:
1211:
1076:
1023:
791:
538:
490:
475:
203:
193:
173:
163:
158:
1398:
Market
Players: A Guide to the Institutions in Today's Financial Markets
2811:
2637:
2557:
2234:
2097:
1007:
666:
317:
265:
218:
188:
183:
2273:
2268:
2183:
2102:
1189:
1039:
981:
The recognized benchmark designation for investment professionals in
929:
882:
866:
1887:
2746:
2451:
2087:
153:
2851:
2710:
2295:
982:
901:
755:
693:
and may need to hold a relevant license and may be a member of a
568:
393:
275:
105:
1318:
Money Changes Everything: How Finance Made Civilization Possible
1146:. Exams that individuals may take for accreditation include the
846:, agreeing to trade five securities under that buttonwood tree.
2038:
1661:"For Individuals Seeking to Complete the Level 5 qualification"
1636:"So you want to invest in the stock market: what will it cost?"
913:
807:
686:
236:
37:
3119:
1961:
945:
870:
803:
662:
495:
336:
1501:"CommSec profits fall 20.8 per cent amid market turbulence"
1423:"Wall Street and the Stock Exchanges: Historical Resources"
790:, stockbroking did not become a profession until after the
783:
528:
363:
241:
139:
1868:"How to Become a Financial Advisor: What You Need to Know"
1841:"Investment sector fears major restructure and staff cuts"
1690:
1809:
682:
1165:
Individuals holding some of those licenses, such as the
1810:"CFA UK | Building a better investment profession"
1063:. (SAIS also offers the Financial Markets Practitioner
888:
As of 2019, Australia's biggest online stockbroker was
849:
1569:
Investment Industry Regulatory Organization of Canada
1551:
Investment Industry Regulatory Organization of Canada
990:
Stock shares, bonds, and other investment instruments
1584:"Hong Kong puts financial professionals to the test"
1083:
oversees the licensing of investment professionals.
1104:
Chartered Institute for Securities & Investment
1301:. Selected and translated by Hermann Kellenbenz. (
822:, the first company to issue stock. In 1698, the
27:Professional who buys and sells shares for others
3187:
1479:Australian Securities and Investments Commission
1345:Government Debts and Financial Markets in Europe
950:Securities and Exchange Board of India Act, 1992
879:Australian Securities and Investments Commission
661:is an individual or company that buys and sells
1609:"SEBI prescribes norms for investment advisors"
1544:"Continuing Education/Approval Category Chart"
1091:Stockbroking is a regulated profession in the
705:. In this case they may also be licensed as a
2694:
1903:
1565:"Continuing Education & Member Resources"
1341:
810:. In 1602, the Amsterdam Stock Exchange (now
685:. In most countries they are regulated as a
638:
2708:
1371:"What Was the First Company to Issue Stock?"
1142:, regulates investment professionals in the
1061:South African Institute of Financial Markets
1729:"Best Online Trading Platform (UK) in 2020"
1180:Individuals and firms are regulated by the
742:
2701:
2687:
1910:
1896:
1752:
1321:. Princeton University Press. p. 17.
645:
631:
1759:The Handbook of News Analytics in Finance
1314:
1267:"Understanding Professional Designations"
1112:CISI Level 7 Diploma in Wealth Management
1108:CISI Level 4 Diploma in Investment Advice
778:The first recorded buying and selling of
1865:
1726:
1633:
1691:South African Institute of Stockbrokers
1526:"CSI Career Map - CSI Global Education"
1394:
1368:
1275:Financial Industry Regulatory Authority
1182:U.S. Securities and Exchange Commission
1152:Uniform Securities Agent State Law Exam
1136:Financial Industry Regulatory Authority
737:Financial Industry Regulatory Authority
14:
3188:
1498:
1401:. John Wiley & Sons. p. 277.
1081:Korea Financial Investment Association
954:Securities and Exchange Board of India
3170:Valuation using discounted cash flows
2682:
1917:
1891:
1782:
1727:Williams, Alex (September 17, 2020).
1499:Yeates, Clancy (September 30, 2019).
1369:Beattie, Andrew (December 13, 2017).
965:apply to SEBI for registration as an
875:Australian Financial Services Licence
1634:Hamilton, Peter (October 15, 2019).
1028:New Zealand Qualifications Authority
1866:Fiorillo, Steve (August 22, 2019).
1838:
1581:
1447:
1160:Uniform Investment Adviser Law Exam
952:and brokers must register with the
850:Licensing and training requirements
24:
1264:
993:Savings, investments, and pensions
25:
3212:
1783:Oates, Simon (February 1, 2022).
1175:variable universal life insurance
1086:
1014:were Irish largest stockbrokers.
934:Securities and Futures Commission
869:had to pass training pursuant to
786:in the 2nd century BC. After the
2166:Electronic communication network
1123:
1052:Johannesburg Securities Exchange
958:National Stock Exchange of India
842:, as 24 stockbrokers signed the
788:fall of the Western Roman Empire
770:(1688), the earliest book about
123:
36:
3070:Quantitative behavioral finance
1859:
1839:Tew, Imogen (October 9, 2020).
1832:
1820:
1802:
1776:
1746:
1720:
1708:
1696:
1684:
1667:
1653:
1627:
1601:
1582:Yiu, Enoch (December 1, 2012).
1575:
1557:
1536:
1518:
1492:
1186:Investment Advisers Act of 1940
1156:Uniform Combined State Law Exam
1045:
856:List of securities examinations
728:(in the United States and UK),
718:chartered financial consultants
3196:Financial services occupations
3110:Strategic financial management
2757:Bull (stock market speculator)
1715:Financial Markets Practitioner
1467:
1450:"RG146 CPD no longer required"
1448:Goh, Jassmyn (June 10, 2020).
1441:
1415:
1388:
1362:
1342:Piola Caselli, Fausto (2015).
1335:
1315:Goetzmann, William N. (2017).
1308:
1288:
1258:
1070:
1017:
818:with trading in shares of the
13:
1:
3140:Sustainable Development Goals
2160:Multilateral trading facility
1530:Canadian Securities Institute
1252:
1130:Registered investment adviser
711:registered investment adviser
2583:Returns-based style analysis
2379:Post-modern portfolio theory
2285:Security characteristic line
1188:, including laws related to
1140:self-regulatory organization
1059:"Registered Persons" at The
1033:
923:
860:
814:) became the first official
730:chartered financial planners
726:chartered financial analysts
722:certified financial planners
671:financial market participant
7:
2337:Efficient-market hypothesis
2241:Capital asset pricing model
2178:Straight-through processing
1195:
1097:Financial Conduct Authority
892:, other large brokers were
10:
3217:
2822:Enterprise risk management
2154:Alternative Trading System
1127:
976:
918:Canadian Securities Course
853:
746:
735:In the United States, the
697:. They generally act as a
2807:Diversification (finance)
2717:
2429:
2304:
2203:
2123:
2031:
1998:
1959:
1925:
1762:. John Wiley & Sons.
1505:The Sydney Morning Herald
1348:. Routledge. p. 24.
1237:Stock market data systems
907:
574:Guaranteed minimum income
369:Diversification (finance)
99:
89:
73:Registered representative
63:
58:
50:workstation, including a
35:
2218:Arbitrage pricing theory
1588:South China Morning Post
1184:and laws related to the
1065:vocational certification
939:
902:Westpac Online Investing
877:that is overseen by the
820:Dutch East India Company
768:Confusión de confusiones
743:History of stock broking
713:(in the United States).
252:Employee stock ownership
199:Refund anticipation loan
2497:Initial public offering
2358:Modern portfolio theory
2253:Dividend discount model
2136:List of stock exchanges
1756:; Mitra, Leela (2011).
1271:seksun_komsan.org.co.th
890:Commonwealth Securities
832:New York Stock Exchange
830:. On May 17, 1792, the
828:Jonathan's Coffee-House
169:Unsecured personal loan
85:Investment professional
3020:Investment performance
2722:Alternative investment
2385:Random walk hypothesis
1789:financial-expert.co.uk
1703:Becoming a Stockbroker
1663:. Skills Organisation.
1454:moneymanagement.com.au
1395:Rolland, Gail (2010).
1202:Boiler room (business)
881:. They are subject to
776:
609:Universal basic income
486:Portfolio optimization
461:Investment performance
332:Alternative investment
75:Trading representative
3015:Investment management
3000:International finance
2827:Environmental finance
2787:Computational finance
2523:Market capitalization
2332:Dollar cost averaging
1675:"SAIS Gazette Report"
1158:(Series 66), and the
962:Bombay Stock Exchange
838:(buttonwood tree) in
836:platanus occidentalis
824:London Stock Exchange
752:
3080:Risk-return spectrum
3035:Mathematical finance
2955:Fundamental analysis
2949:Financial technology
2847:Experimental finance
2842:Exchange traded fund
2343:Fundamental analysis
2327:Contrarian investing
2290:Security market line
2195:Liquidity aggregator
2172:Direct market access
2083:Quantitative analyst
1615:. September 24, 2020
948:are governed by the
873:. They must hold an
844:Buttonwood Agreement
614:Volatility (finance)
584:Risk-return spectrum
426:Fundamental analysis
292:Defined contribution
3145:Sustainable finance
3115:Statistical finance
3095:Statistical finance
3005:Investment advisory
2965:Greater fool theory
2588:Reverse stock split
2533:Market manipulation
2457:Dual-listed company
2317:Algorithmic trading
2247:Capital market line
2049:Inter-dealer broker
1427:Library of Congress
894:ANZ Share Investing
800:Italian city-states
559:Financial inclusion
554:Financial deepening
456:Investment advisory
228:Employment contract
32:
3130:Structured product
3125:Structured finance
3010:Investment banking
2985:History of banking
2772:Capital management
2628:Stock market index
2467:Efficient frontier
2406:Technical analysis
2364:Momentum investing
2186:(private exchange)
2076:Proprietary trader
2018:Shares outstanding
2008:Authorised capital
1475:"Financial advice"
1295:De la Vega, Joseph
1056:executive director
812:Euronext Amsterdam
794:, when government
703:investment manager
594:Structured product
534:Citizen's dividend
481:Passive management
209:Debt consolidation
79:Investment adviser
69:Investment advisor
52:Bloomberg Terminal
30:
3183:
3182:
3060:Position of trust
2792:Corporate finance
2777:Capital structure
2737:Asset (economics)
2709:General areas of
2676:
2675:
2477:Flight-to-quality
2229:Buffett indicator
1919:Financial markets
1733:hostingdata.co.uk
1222:Securities market
1154:(Series 63), the
944:Share brokers in
764:Joseph de la Vega
707:financial adviser
699:financial advisor
655:
654:
327:Active management
257:Employee benefits
214:Debt rescheduling
111:
110:
81:Financial adviser
77:Investment broker
16:(Redirected from
3208:
3055:Personal finance
3045:Over-the-counter
3025:Investor profile
2995:Impact investing
2990:History of money
2970:Growth investing
2832:Equity (finance)
2742:Asset allocation
2703:
2696:
2689:
2680:
2679:
2593:Share repurchase
2305:Trading theories
2190:Crossing network
2148:Over-the-counter
1985:Restricted stock
1941:Secondary market
1912:
1905:
1898:
1889:
1888:
1883:
1882:
1880:
1878:
1863:
1857:
1856:
1854:
1852:
1836:
1830:
1824:
1818:
1817:
1806:
1800:
1799:
1797:
1795:
1785:"About The CISI"
1780:
1774:
1773:
1750:
1744:
1743:
1741:
1739:
1724:
1718:
1712:
1706:
1700:
1694:
1688:
1682:
1681:
1679:
1671:
1665:
1664:
1657:
1651:
1650:
1648:
1646:
1631:
1625:
1624:
1622:
1620:
1605:
1599:
1598:
1596:
1594:
1579:
1573:
1572:
1561:
1555:
1554:
1548:
1540:
1534:
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1522:
1516:
1515:
1513:
1511:
1496:
1490:
1489:
1487:
1485:
1471:
1465:
1464:
1462:
1460:
1445:
1439:
1438:
1436:
1434:
1419:
1413:
1412:
1392:
1386:
1385:
1383:
1381:
1366:
1360:
1359:
1339:
1333:
1332:
1312:
1306:
1292:
1286:
1285:
1283:
1281:
1265:komsan, seksun.
1262:
1171:variable annuity
774:
673:in return for a
647:
640:
633:
516:
506:Target date fund
471:Investor profile
466:Investment style
451:Impact investing
436:Growth investing
374:Equity (finance)
247:Salary packaging
127:
117:Personal finance
113:
112:
101:Activity sectors
40:
33:
29:
21:
3216:
3215:
3211:
3210:
3209:
3207:
3206:
3205:
3186:
3185:
3184:
3179:
3160:Too big to fail
3155:Systematic risk
3075:Quantum finance
2980:Hedge (finance)
2960:Government bond
2797:Cost of capital
2782:Climate finance
2713:
2707:
2677:
2672:
2663:Voting interest
2573:Public offering
2508:Mandatory offer
2482:Government bond
2462:DuPont analysis
2425:
2421:Value investing
2416:Value averaging
2411:Trend following
2396:Style investing
2391:Sector rotation
2306:
2300:
2279:Net asset value
2205:Stock valuation
2199:
2119:
2027:
1994:
1980:Preferred stock
1955:
1921:
1916:
1886:
1876:
1874:
1864:
1860:
1850:
1848:
1845:Financial Times
1837:
1833:
1825:
1821:
1808:
1807:
1803:
1793:
1791:
1781:
1777:
1770:
1751:
1747:
1737:
1735:
1725:
1721:
1713:
1709:
1701:
1697:
1689:
1685:
1677:
1673:
1672:
1668:
1659:
1658:
1654:
1644:
1642:
1640:The Irish Times
1632:
1628:
1618:
1616:
1607:
1606:
1602:
1592:
1590:
1580:
1576:
1563:
1562:
1558:
1546:
1542:
1541:
1537:
1524:
1523:
1519:
1509:
1507:
1497:
1493:
1483:
1481:
1473:
1472:
1468:
1458:
1456:
1446:
1442:
1432:
1430:
1429:. June 12, 2018
1421:
1420:
1416:
1409:
1393:
1389:
1379:
1377:
1367:
1363:
1356:
1340:
1336:
1329:
1313:
1309:
1293:
1289:
1279:
1277:
1263:
1259:
1255:
1247:Stock valuation
1217:Prime brokerage
1198:
1132:
1126:
1089:
1073:
1048:
1036:
1020:
999:Consumer credit
979:
942:
926:
910:
863:
858:
852:
834:opened under a
798:were traded in
775:
762:
751:
745:
651:
604:Systematic risk
589:Social dividend
549:Economic bubble
514:
446:Hedge (finance)
431:Government bond
384:Estate planning
314:Personal budget
308:
304:Social security
287:Defined benefit
280:
102:
92:
91:Occupation type
84:
82:
80:
78:
76:
74:
72:
70:
68:
54:
28:
23:
22:
15:
12:
11:
5:
3214:
3204:
3203:
3198:
3181:
3180:
3178:
3177:
3172:
3167:
3162:
3157:
3152:
3150:Swap (finance)
3147:
3142:
3137:
3135:Sustainability
3132:
3127:
3122:
3117:
3112:
3107:
3102:
3100:Stock exchange
3097:
3092:
3087:
3085:Social finance
3082:
3077:
3072:
3067:
3065:Public finance
3062:
3057:
3052:
3047:
3042:
3037:
3032:
3027:
3022:
3017:
3012:
3007:
3002:
2997:
2992:
2987:
2982:
2977:
2972:
2967:
2962:
2957:
2952:
2946:
2945:
2944:
2939:
2934:
2929:
2924:
2919:
2914:
2909:
2904:
2899:
2894:
2889:
2884:
2879:
2874:
2869:
2864:
2859:
2849:
2844:
2839:
2834:
2829:
2824:
2819:
2814:
2809:
2804:
2799:
2794:
2789:
2784:
2779:
2774:
2769:
2764:
2759:
2754:
2752:Bond (finance)
2749:
2744:
2739:
2734:
2729:
2727:Angel investor
2724:
2718:
2715:
2714:
2706:
2705:
2698:
2691:
2683:
2674:
2673:
2671:
2670:
2665:
2660:
2655:
2650:
2645:
2640:
2635:
2630:
2625:
2623:Stock exchange
2620:
2618:Stock dilution
2615:
2610:
2605:
2600:
2595:
2590:
2585:
2580:
2575:
2570:
2565:
2560:
2555:
2550:
2545:
2543:Mean reversion
2540:
2535:
2530:
2525:
2520:
2518:Market anomaly
2515:
2510:
2505:
2500:
2494:
2489:
2484:
2479:
2474:
2469:
2464:
2459:
2454:
2449:
2444:
2439:
2437:Bid–ask spread
2433:
2431:
2427:
2426:
2424:
2423:
2418:
2413:
2408:
2403:
2398:
2393:
2388:
2382:
2376:
2371:
2366:
2361:
2355:
2350:
2345:
2340:
2334:
2329:
2324:
2319:
2313:
2311:
2302:
2301:
2299:
2298:
2293:
2287:
2282:
2276:
2271:
2266:
2264:Earnings yield
2261:
2259:Dividend yield
2256:
2250:
2244:
2238:
2232:
2226:
2221:
2215:
2209:
2207:
2201:
2200:
2198:
2197:
2192:
2187:
2181:
2175:
2169:
2163:
2157:
2151:
2150:(off-exchange)
2145:
2144:
2143:
2138:
2127:
2125:
2124:Trading venues
2121:
2120:
2118:
2117:
2112:
2111:
2110:
2100:
2095:
2090:
2085:
2080:
2079:
2078:
2073:
2063:
2058:
2053:
2052:
2051:
2046:
2035:
2033:
2029:
2028:
2026:
2025:
2023:Treasury stock
2020:
2015:
2010:
2004:
2002:
1996:
1995:
1993:
1992:
1990:Tracking stock
1987:
1982:
1977:
1972:
1966:
1964:
1957:
1956:
1954:
1953:
1948:
1943:
1938:
1936:Primary market
1932:
1930:
1923:
1922:
1915:
1914:
1907:
1900:
1892:
1885:
1884:
1858:
1831:
1827:Qualifications
1819:
1801:
1775:
1768:
1745:
1719:
1707:
1695:
1683:
1666:
1652:
1626:
1600:
1574:
1556:
1535:
1517:
1491:
1466:
1440:
1414:
1407:
1387:
1361:
1354:
1334:
1327:
1307:
1287:
1256:
1254:
1251:
1250:
1249:
1244:
1239:
1234:
1229:
1227:Stock exchange
1224:
1219:
1214:
1209:
1204:
1197:
1194:
1125:
1122:
1093:United Kingdom
1088:
1087:United Kingdom
1085:
1072:
1069:
1047:
1044:
1035:
1032:
1019:
1016:
1004:
1003:
1002:Life insurance
1000:
997:
996:Mortgage loans
994:
991:
978:
975:
941:
938:
925:
922:
909:
906:
862:
859:
851:
848:
826:opened at the
766:, in his book
760:
749:Stock exchange
747:Main article:
744:
741:
695:stock exchange
653:
652:
650:
649:
642:
635:
627:
624:
623:
622:
621:
616:
611:
606:
601:
599:Sustainability
596:
591:
586:
581:
576:
571:
566:
564:Financial risk
561:
556:
551:
546:
541:
536:
531:
526:
518:
517:
511:
510:
509:
508:
503:
498:
493:
488:
483:
478:
473:
468:
463:
458:
453:
448:
443:
438:
433:
428:
423:
422:
421:
416:
411:
406:
401:
391:
386:
381:
376:
371:
366:
361:
359:Bond (finance)
356:
355:
354:
349:
344:
334:
329:
321:
320:
310:
309:
307:
306:
301:
300:
299:
297:Social pension
294:
289:
281:
279:
278:
272:
269:
268:
262:
261:
260:
259:
254:
249:
244:
239:
231:
230:
224:
223:
222:
221:
216:
211:
206:
201:
196:
191:
186:
181:
176:
171:
166:
161:
156:
151:
143:
142:
129:
128:
120:
119:
109:
108:
103:
100:
97:
96:
93:
90:
87:
86:
83:Wealth manager
65:
61:
60:
56:
55:
41:
26:
9:
6:
4:
3:
2:
3213:
3202:
3199:
3197:
3194:
3193:
3191:
3176:
3175:Watered stock
3173:
3171:
3168:
3166:
3163:
3161:
3158:
3156:
3153:
3151:
3148:
3146:
3143:
3141:
3138:
3136:
3133:
3131:
3128:
3126:
3123:
3121:
3118:
3116:
3113:
3111:
3108:
3106:
3103:
3101:
3098:
3096:
3093:
3091:
3088:
3086:
3083:
3081:
3078:
3076:
3073:
3071:
3068:
3066:
3063:
3061:
3058:
3056:
3053:
3051:
3048:
3046:
3043:
3041:
3038:
3036:
3033:
3031:
3028:
3026:
3023:
3021:
3018:
3016:
3013:
3011:
3008:
3006:
3003:
3001:
2998:
2996:
2993:
2991:
2988:
2986:
2983:
2981:
2978:
2976:
2973:
2971:
2968:
2966:
2963:
2961:
2958:
2956:
2953:
2950:
2947:
2943:
2940:
2938:
2935:
2933:
2930:
2928:
2925:
2923:
2920:
2918:
2915:
2913:
2910:
2908:
2905:
2903:
2900:
2898:
2895:
2893:
2890:
2888:
2885:
2883:
2880:
2878:
2875:
2873:
2870:
2868:
2865:
2863:
2860:
2858:
2855:
2854:
2853:
2850:
2848:
2845:
2843:
2840:
2838:
2835:
2833:
2830:
2828:
2825:
2823:
2820:
2818:
2817:Eco-investing
2815:
2813:
2810:
2808:
2805:
2803:
2802:Disinvestment
2800:
2798:
2795:
2793:
2790:
2788:
2785:
2783:
2780:
2778:
2775:
2773:
2770:
2768:
2767:Capital asset
2765:
2763:
2760:
2758:
2755:
2753:
2750:
2748:
2745:
2743:
2740:
2738:
2735:
2733:
2730:
2728:
2725:
2723:
2720:
2719:
2716:
2712:
2704:
2699:
2697:
2692:
2690:
2685:
2684:
2681:
2669:
2666:
2664:
2661:
2659:
2656:
2654:
2651:
2649:
2646:
2644:
2641:
2639:
2636:
2634:
2631:
2629:
2626:
2624:
2621:
2619:
2616:
2614:
2611:
2609:
2606:
2604:
2601:
2599:
2598:Short selling
2596:
2594:
2591:
2589:
2586:
2584:
2581:
2579:
2576:
2574:
2571:
2569:
2566:
2564:
2561:
2559:
2556:
2554:
2551:
2549:
2546:
2544:
2541:
2539:
2536:
2534:
2531:
2529:
2526:
2524:
2521:
2519:
2516:
2514:
2511:
2509:
2506:
2504:
2501:
2498:
2495:
2493:
2490:
2488:
2487:Greenspan put
2485:
2483:
2480:
2478:
2475:
2473:
2472:Financial law
2470:
2468:
2465:
2463:
2460:
2458:
2455:
2453:
2450:
2448:
2447:Cross listing
2445:
2443:
2440:
2438:
2435:
2434:
2432:
2430:Related terms
2428:
2422:
2419:
2417:
2414:
2412:
2409:
2407:
2404:
2402:
2401:Swing trading
2399:
2397:
2394:
2392:
2389:
2386:
2383:
2380:
2377:
2375:
2372:
2370:
2369:Mosaic theory
2367:
2365:
2362:
2359:
2356:
2354:
2353:Market timing
2351:
2349:
2346:
2344:
2341:
2338:
2335:
2333:
2330:
2328:
2325:
2323:
2320:
2318:
2315:
2314:
2312:
2310:
2303:
2297:
2294:
2291:
2288:
2286:
2283:
2280:
2277:
2275:
2272:
2270:
2267:
2265:
2262:
2260:
2257:
2254:
2251:
2248:
2245:
2242:
2239:
2236:
2233:
2230:
2227:
2225:
2222:
2219:
2216:
2214:
2211:
2210:
2208:
2206:
2202:
2196:
2193:
2191:
2188:
2185:
2182:
2179:
2176:
2173:
2170:
2167:
2164:
2161:
2158:
2155:
2152:
2149:
2146:
2142:
2141:Trading hours
2139:
2137:
2134:
2133:
2132:
2129:
2128:
2126:
2122:
2116:
2113:
2109:
2106:
2105:
2104:
2101:
2099:
2096:
2094:
2091:
2089:
2086:
2084:
2081:
2077:
2074:
2072:
2069:
2068:
2067:
2064:
2062:
2059:
2057:
2056:Broker-dealer
2054:
2050:
2047:
2045:
2042:
2041:
2040:
2037:
2036:
2034:
2030:
2024:
2021:
2019:
2016:
2014:
2013:Issued shares
2011:
2009:
2006:
2005:
2003:
2001:
2000:Share capital
1997:
1991:
1988:
1986:
1983:
1981:
1978:
1976:
1973:
1971:
1968:
1967:
1965:
1963:
1958:
1952:
1951:Fourth market
1949:
1947:
1944:
1942:
1939:
1937:
1934:
1933:
1931:
1929:
1924:
1920:
1913:
1908:
1906:
1901:
1899:
1894:
1893:
1890:
1873:
1872:TheStreet.com
1869:
1862:
1846:
1842:
1835:
1828:
1823:
1815:
1814:www.cfauk.org
1811:
1805:
1790:
1786:
1779:
1771:
1769:9781119990802
1765:
1761:
1760:
1755:
1754:Mitra, Gautam
1749:
1734:
1730:
1723:
1716:
1711:
1704:
1699:
1692:
1687:
1676:
1670:
1662:
1656:
1641:
1637:
1630:
1614:
1613:Business Line
1610:
1604:
1589:
1585:
1578:
1570:
1566:
1560:
1552:
1545:
1539:
1531:
1527:
1521:
1506:
1502:
1495:
1480:
1476:
1470:
1455:
1451:
1444:
1428:
1424:
1418:
1410:
1408:9780470665558
1404:
1400:
1399:
1391:
1376:
1372:
1365:
1357:
1355:9781317314233
1351:
1347:
1346:
1338:
1330:
1328:9780691178370
1324:
1320:
1319:
1311:
1304:
1303:Cambridge, MA
1300:
1296:
1291:
1276:
1272:
1268:
1261:
1257:
1248:
1245:
1243:
1240:
1238:
1235:
1233:
1230:
1228:
1225:
1223:
1220:
1218:
1215:
1213:
1210:
1208:
1205:
1203:
1200:
1199:
1193:
1191:
1187:
1183:
1178:
1176:
1172:
1168:
1167:Series 6 exam
1163:
1162:(Series 65).
1161:
1157:
1153:
1149:
1148:Series 7 exam
1145:
1144:United States
1141:
1137:
1131:
1124:United States
1121:
1119:
1118:CFA Institute
1114:
1113:
1109:
1105:
1100:
1098:
1094:
1084:
1082:
1078:
1068:
1066:
1062:
1057:
1053:
1043:
1041:
1031:
1029:
1025:
1015:
1013:
1009:
1001:
998:
995:
992:
989:
988:
987:
984:
974:
970:
968:
963:
959:
955:
951:
947:
937:
935:
931:
921:
919:
915:
905:
903:
899:
895:
891:
886:
885:obligations.
884:
880:
876:
872:
868:
857:
847:
845:
841:
840:New York City
837:
833:
829:
825:
821:
817:
813:
809:
805:
801:
797:
793:
789:
785:
781:
773:
772:stock trading
769:
765:
759:
757:
750:
740:
738:
733:
732:(in the UK).
731:
727:
723:
719:
714:
712:
708:
704:
700:
696:
692:
691:broker-dealer
688:
684:
680:
676:
672:
668:
664:
660:
648:
643:
641:
636:
634:
629:
628:
626:
625:
620:
619:Watered stock
617:
615:
612:
610:
607:
605:
602:
600:
597:
595:
592:
590:
587:
585:
582:
580:
579:Market impact
577:
575:
572:
570:
567:
565:
562:
560:
557:
555:
552:
550:
547:
545:
542:
540:
537:
535:
532:
530:
527:
525:
524:Asset pricing
522:
521:
520:
519:
513:
512:
507:
504:
502:
499:
497:
494:
492:
489:
487:
484:
482:
479:
477:
474:
472:
469:
467:
464:
462:
459:
457:
454:
452:
449:
447:
444:
442:
439:
437:
434:
432:
429:
427:
424:
420:
417:
415:
412:
410:
407:
405:
402:
400:
397:
396:
395:
392:
390:
387:
385:
382:
380:
377:
375:
372:
370:
367:
365:
362:
360:
357:
353:
350:
348:
345:
343:
340:
339:
338:
335:
333:
330:
328:
325:
324:
323:
322:
319:
315:
312:
311:
305:
302:
298:
295:
293:
290:
288:
285:
284:
283:
282:
277:
274:
273:
271:
270:
267:
264:
263:
258:
255:
253:
250:
248:
245:
243:
240:
238:
235:
234:
233:
232:
229:
226:
225:
220:
217:
215:
212:
210:
207:
205:
202:
200:
197:
195:
192:
190:
187:
185:
182:
180:
177:
175:
172:
170:
167:
165:
162:
160:
157:
155:
152:
150:
147:
146:
145:
144:
141:
138:
134:
131:
130:
126:
122:
121:
118:
115:
114:
107:
104:
98:
94:
88:
66:
62:
57:
53:
49:
48:multi-monitor
45:
39:
34:
19:
3201:Stockbrokers
3104:
3050:Pension fund
2975:Growth stock
2897:institutions
2762:Asset growth
2648:Tender offer
2568:Public float
2538:Market trend
2528:Market depth
2348:Growth stock
2322:Buy and hold
2231:(Cap-to-GDP)
2071:Floor trader
2061:Market maker
2044:Floor broker
2032:Participants
1975:Golden share
1970:Common stock
1946:Third market
1875:. Retrieved
1861:
1849:. Retrieved
1834:
1822:
1813:
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179:Student loan
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3165:Toxic asset
3105:Stockbroker
3090:Speculation
3040:Mutual fund
3030:Market risk
2937:social work
2887:engineering
2732:Super angel
2653:Uptick rule
2633:Stock split
2613:Squeeze-out
2608:Speculation
2553:Open outcry
2442:Block trade
2374:Pairs trade
1829:, cfauk.org
1794:February 2,
1212:Mutual fund
1077:South Korea
1071:South Korea
1024:New Zealand
1018:New Zealand
792:Renaissance
667:investments
659:stockbroker
539:Cooperative
501:Stockbroker
491:Speculation
476:Market risk
204:Refinancing
194:Payday loan
174:Rent-to-own
164:Credit card
159:Charge card
67:Stockbroker
31:Stockbroker
3190:Categories
2922:regulation
2902:management
2812:Divestment
2658:Volatility
2638:Stock swap
2558:Order book
2309:strategies
2235:Book value
2103:Arbitrager
2098:Speculator
1877:October 9,
1851:October 9,
1738:October 9,
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1619:October 9,
1593:October 9,
1510:October 9,
1484:October 9,
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1380:October 9,
1280:October 9,
1253:References
1128:See also:
967:Investment
854:See also:
709:such as a
675:commission
665:and other
342:allocation
318:investment
266:Retirement
219:Bankruptcy
189:Title loan
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2951:(Fintech)
2892:inclusion
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2852:Financial
2274:Fed model
2269:EV/EBITDA
2184:Dark pool
2115:Regulator
1960:Types of
1926:Types of
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1034:Singapore
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930:Hong Kong
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756:Hebrews
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399:adviser
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2578:Rally
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2387:(RMH)
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2292:(SML)
2281:(NAV)
2255:(DDM)
2249:(CML)
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2168:(ECN)
2162:(MTF)
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804:Genoa
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