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Raising (syntax)

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802:. Despite the fact that structures assumed for these different predicate types are essentially the same, there is a major distinction to be drawn. This distinction is that the control predicates semantically select their objects, whereas the raising predicates do not. In other words, the object is a semantic argument of the control predicate in each case, whereas it is not an argument of the raising predicate. This situation obtains despite the fact that both predicate types take the object to be the "subject" of the lower predicate. 682:
A number of empirical considerations support the relatively flat structures shown here. That is, empirical considerations support the position of the "raised" constituent as a dependent of the matrix predicate/verb. These dependents can appear in object form, they can appear as the subject of passive
629:
The fact that the raised constituent behaves as though it is a dependent of the higher predicate is generally reflected in the syntax trees that are employed to represent raising structures. The following trees are illustrative of the type of structures assumed for raising-to-object predicates. Both
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The flat VP analysis of raising structures shown in the a-sentences was posited by some in the 1970s and later. For examples of the "flat" analysis, see for instance Bach (1974:146), Emonds (1976:77), and Borsley (1996:128). Most modern dependency grammars (also) assume a flat structure for raising
477:
While raising-to-subject verbs are like auxiliary verbs insofar as they lack the content of predicates, they are unlike auxiliaries in syntactic respects. Auxiliary verbs undergo subject-aux inversion, raising-to-subject verbs do not. Auxiliary verbs license negation, raising-to-subject verbs do so
1003:
The expletive is widely employed to distinguish control from raising constructions. Concerning there-insertion as a diagnostic for distinguishing between control and raising, see for instance Grinder and Elgin (1973:142-143), Bach (1973:151), Culicover (1982:256ff.), Borsley (1996:127), Culicover
654:
The constituency-based trees are the a-trees on the left, and the dependency-based trees are the b-trees on the right. While the structures assumed here can be disputed - especially the constituency structures - the trees all show the main stance toward raising structures. This stance is that the
407:
are similar to auxiliary verbs insofar as both verb types have little to no semantic content. The content that they do have is functional in nature. In this area, auxiliary verbs cannot be viewed as separate predicates; they are, rather, part of a predicate. The raising-to-subject verbs
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one of their dependents. The raising-to-subject verbs are not selecting their subject dependent, and the raising-to-object predicates are not selecting their object dependent. These dependents appear to have been raised from the lower predicate.
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That raising predicates, unlike control predicates, do not semantically select one of their arguments is emphasized in all accounts of raising and control. See for instance van Riemsdijk and Williams (1986:130), Borsley (1996:133), Culicover
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appears with a syntactic argument that is not its semantic argument but rather the semantic argument of an embedded predicate. In other words, the sentence is expressing something about a phrase taken as a whole. For example, in
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are similar insofar it is difficult to view them as predicates. They serve, rather, to modify a predicate. That this is so can be seen in the fact that the following pairs of sentences are essentially synonymous:
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Early seminal accounts of raising were produced by Rosenbaum (1967) and Postal (1974). See further Grinder and Elgin (1973:141ff.), Bach (1974:120ff., 146ff.), Emonds (1976:75ff.), Borsley (1996:126-144), Carnie
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Raising-to-object verbs are also clearly NOT auxiliary verbs. Unlike raising-to-subject verbs, however, raising-to-object verbs have clear semantic content, so they are hence indisputably predicates.
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There are at least two types of raising predicates/verbs: raising-to-subject verbs and raising-to-object predicates. Raising-to-object predicates overlap to a large extent with so-called ECM-verbs (=
655:"subject" of the lower predicate appears as a dependent of the higher predicate - the relevant constituents are in bold. Relatively flat structures are assumed to accommodate this behavior. Both 474:
The fact that position of the negation can change without influencing the meaning is telling. It means that the raising-to-subject verbs can hardly be viewed as predicates.
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This behavior speaks strongly for the general analysis reflected in the trees, namely that the "raised" constituent is a dependent of the higher predicate.
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An understanding of raising is significantly expanded by comparing and contrasting raising with control. Examine the following (dependency) trees:
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Concerning the ability of raising predicates to appear with full clausal arguments, see Bach (1974:149), Borsley (1996:127f.), Carnie (2007:291).
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Emonds, J. 1976. A transformational approach to English syntax: Root, structure-preserving, and local transformations, New York: Academic Press.
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Grinder, J. and S. Elgin. 1973. Guide to transformational grammar: History, theory, and practice. New York: Holt, Rinehart, and Winston, Inc.
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is free to appear. In contrast, object control predicates do place semantic restrictions on their object arguments, which means expletive
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Raising predicates/verbs can be identified in part by the fact that they alternatively take a full clause dependent and can take part in
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Falk, Y. 2001. Lexical-Functional Grammar: An introduction to parallel constraint-based syntax. Stanford, CA: CSLI Publications.
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Postal, P. 1974. On raising: One rule of English grammar and its theoretical implications. Cambridge, Massachusetts: MIT Press.
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Lasnik, H. and M. Saito. 1999. On the subject of infinitives. In H. Lasnik, Minimalist analysis, 7-24. Malden, MA: Blackwell.
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can appear as the object (or subject) of raising predicates, but it cannot appear as the object of control predicates, e.g.:
100: 1053:
Osborne, T., Michael P., and T. Groß 2012. Catenae: Introducing a novel unit of syntactic analysis. Syntax 15, 4, 354–396.
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van Riemsdijk, H. and E. Williams. 1986. Introduction to the theory of grammar. Cambridge, Massachusetts: The MIT Press.
1081: 1064: 391:–extraposition and/or a full clausal dependent. They appear to be subcategorizing for a propositional argument. 1035:
Culicover, P. 1997. Principles and Parameters: An introduction to syntactic theory. Oxford University Press.
949: 1086: 1047:
Haegeman, L. 1994. Introduction to government and binding theory, 2nd edition. Oxford, UK: Blackwell.
92: 900: 895: 631: 116: 88: 1022:
Carnie, A. 2007. Syntax: A generative introduction, 2nd edition. Malden, MA: Blackwell Publishing.
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Borsley, R. 1996. Modern phrase structure grammar. Cambridge, Massachusetts: Blackwell Publishers.
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Since the raising predicates place no semantic restrictions on their object dependents, expletive
226: 36: 17: 885: 104: 994:
Concerning these points, see Bach (1974:147f.), Postal (1974), Lasnik and Saito (1999:9ff.).
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predicates, although there are important differences between the two predicate/verb types.
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The distinction between raising-to-object and control predicates is identified using the
119:). These types of raising predicates/verbs are illustrated with the following sentences: 48: 890: 635: 40: 32: 880: 77: 985:
The dependency trees are like those found, for instance, in Osborne et al. (2012).
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sentences, and they can appear as reflexives coindexed with the matrix subjects:
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position in the matrix predicate/verb. Raising predicates/verbs are related to
96: 1075: 671:, respectively, although they are semantic arguments of the lower predicates 247: 1027:
A concise introduction to syntactic theory: The government-binding approach
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Bach, E. 1974. Syntactic theory. New York: Holt, Rinehart and Winston, Inc.
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The primary trait of raising predicates/verbs like these is that they are
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was proved to be competent. – Object pronoun becomes subject in passive.
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For an early layered analysis, however, see Culicover (1982:251ff.).
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Culicover, P. 1982. Syntax, 2nd edition. New York: Academic Press.
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is expected to help. – Object pronoun becomes subject in passive.
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cannot appear as the object of an object control predicate.
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cannot appear as the object of an object control predicate.
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position, as the subject of the embedded predicate, to its
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can appear as the object of a raising-to-object predicate.
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can appear as the object of a raising-to-object predicate.
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The grammar of English predicate complement constructions
1004:(1997:102), Lasnik and Saito (1999:8-9), Falk (2001:131). 461:
to like pudding. – Position of the negation is flexible.
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to have done it. – Position of the negation is flexible.
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has raising constructions, unlike some other languages.
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Boston University instructor's note from CAS LX 522 F09
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to be competent. – Reflexive is coindexed with subject.
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is doing the work. – Raising-to-subject predicate verb
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in question is seen as being "raised" from its initial
794:, whereas the b-trees contain the control predicates 233: 853:b. We helped there (to) be a revision. - Expletive 822:a. Sam judges there to be a problem. – Expletive 1073: 604:cannot take part in subject-auxiliary inversion. 534:cannot take part in subject-auxiliary inversion. 846:a. We want there to be a revision. - Expletive 718:to help. – Reflexive is coindexed with subject. 600:Susan to be staying? – Raising-to-subject verb 338:knew the answer. – Raising-to-object predicate 323:knew the answer. – Raising-to-object predicate 833:Sam asked there to be a problem. – Expletive 468:like pudding. – Infinitival splitting occurs. 441:have done it. – Infinitival splitting occurs. 395:Raising-to-subject verbs vs. auxiliary verbs 377:is a jackass. – Raising-to-object predicate 362:is a jackass. – Raising-to-object predicate 1029:. Chicago: The University of Chicago Press. 786:The a-trees contain the raising predicates 569:takes part in subject-auxiliary inversion. 499:takes part in subject-auxiliary inversion. 611:to be staying. – Raising-to-subject verb 387:Raising predicates/verbs can appear with 267:won the race. – Raising-to-subject verb 624: 1074: 765: 530:Fred happy? – Raising-to-subject verb 1068:. Cambridge, Massachusetts: MIT Press 950:"What are these */?/*?/??/# symbols?" 215:can be a raising-to-object predicate. 200:can be a raising-to-object predicate. 185:can be a raising-to-object predicate. 947: 381:occurs with clausal object argument. 342:occurs with clausal object argument. 91:analysis of such constructions; the 13: 16:For the concept in phonetics, see 14: 1098: 541:happy. – Raising-to-subject verb 776: 644: 997: 988: 979: 970: 960: 941: 932: 922: 912: 634:and dependency-based trees of 615:reluctantly licenses negation. 565:Susan stay? – Modal auxiliary 1: 1010: 495:Fred happy? – Auxiliary verb 399:The raising-to-subject verbs 288:appears to be doing the work. 164:is a raising-to-subject verb. 150:is a raising-to-subject verb. 136:is a raising-to-subject verb. 630:constituency-based trees of 545:can hardly license negation. 7: 874: 731:to be competent. – Pronoun 663:are shown as dependents of 260:seems to have won the race. 110: 10: 1103: 31:constructions involve the 15: 906: 901:Phrase structure grammar 896:Exceptional case marking 632:phrase structure grammar 576:stay. – Modal auxiliary 506:happy. – Auxiliary verb 319:b. Sam believed it that 117:exceptional case-marking 1082:Syntactic relationships 871:usually cannot appear. 809:-insertion diagnostic. 735:appears in object form. 697:appears in object form. 454:appear to like pudding. 358:b. That proves it that 144:appear to be increasing 87:has its origins in the 194:to be hiding something 58:they seem to be trying 18:Raising (sound change) 580:can license negation. 427:seem to have done it. 334:c. Sam believed that 1062:Rosenbaum, P. 1967. 625:Representing raising 373:c. That proves that 158:seem to be impatient 72:) is the subject of 39:from an embedded or 766:Raising vs. control 693:to help. – Pronoun 638:are employed here: 464:c. Mary appears to 316:to know the answer. 291:b. It appears that 891:Dependency grammar 636:dependency grammar 510:licenses negation. 478:only reluctantly: 41:subordinate clause 1087:Generative syntax 1025:Cowper, E. 2009. 607:c. Susan appears 437:c. Fred seems to 263:b. It seems that 234:Alternation with 130:seem to be trying 101:surface structure 1094: 1005: 1001: 995: 992: 986: 983: 977: 974: 968: 964: 958: 957: 948:Hagstrom, Paul. 945: 939: 936: 930: 926: 920: 916: 881:Negative raising 780: 679:, respectively. 648: 572:c. Susan should 457:b. Mary appears 355:to be a jackass. 312:a. Sam believed 89:transformational 1102: 1101: 1097: 1096: 1095: 1093: 1092: 1091: 1072: 1071: 1013: 1008: 1002: 998: 993: 989: 984: 980: 975: 971: 965: 961: 946: 942: 937: 933: 927: 923: 917: 913: 909: 877: 768: 755: 748: 717: 710: 627: 397: 370:-extraposition. 351:a. That proves 331:-extraposition. 303:-extraposition. 275:-extraposition. 240: 209:to be a problem 113: 43:to a matrix or 21: 12: 11: 5: 1100: 1090: 1089: 1084: 1070: 1069: 1060: 1057: 1054: 1051: 1048: 1045: 1042: 1039: 1036: 1033: 1030: 1023: 1020: 1017: 1012: 1009: 1007: 1006: 996: 987: 978: 969: 959: 940: 931: 921: 919:(2007:285ff.). 910: 908: 905: 904: 903: 898: 893: 888: 883: 876: 873: 861: 860: 859: 858: 851: 841: 840: 839: 838: 827: 784: 783: 782: 781: 767: 764: 760: 759: 758: 757: 753: 746: 743: 736: 727:a. You proved 722: 721: 720: 719: 715: 708: 705: 698: 652: 651: 650: 649: 626: 623: 619: 618: 617: 616: 605: 594: 593:to be staying. 584: 583: 582: 581: 570: 559: 549: 548: 547: 546: 537:c. Fred seems 535: 524: 514: 513: 512: 511: 500: 489: 472: 471: 470: 469: 462: 455: 445: 444: 443: 442: 435: 430:b. Fred seems 428: 396: 393: 385: 384: 383: 382: 371: 356: 346: 345: 344: 343: 332: 317: 307: 306: 305: 304: 289: 279: 278: 277: 276: 261: 239: 238:-extraposition 232: 219: 218: 217: 216: 201: 186: 168: 167: 166: 165: 151: 137: 112: 109: 97:deep structure 62:"to be trying" 9: 6: 4: 3: 2: 1099: 1088: 1085: 1083: 1080: 1079: 1077: 1067: 1066: 1061: 1058: 1055: 1052: 1049: 1046: 1043: 1040: 1037: 1034: 1031: 1028: 1024: 1021: 1018: 1015: 1014: 1000: 991: 982: 973: 963: 955: 951: 944: 935: 925: 915: 911: 902: 899: 897: 894: 892: 889: 887: 884: 882: 879: 878: 872: 870: 866: 856: 852: 849: 845: 844: 843: 842: 836: 832: 828: 825: 821: 820: 819: 818: 817: 815: 812: 808: 803: 801: 797: 793: 789: 779: 775: 774: 773: 772: 771: 763: 752: 744: 741: 737: 734: 730: 726: 725: 724: 723: 714: 706: 703: 699: 696: 692: 689:a. We expect 688: 687: 686: 685: 684: 680: 678: 674: 670: 666: 662: 658: 647: 643: 642: 641: 640: 639: 637: 633: 622: 614: 610: 606: 603: 599: 595: 592: 588: 587: 586: 585: 579: 575: 571: 568: 564: 560: 557: 553: 552: 551: 550: 544: 540: 536: 533: 529: 525: 522: 518: 517: 516: 515: 509: 505: 501: 498: 494: 490: 487: 483: 482: 481: 480: 479: 475: 467: 463: 460: 456: 453: 450:a. Mary does 449: 448: 447: 446: 440: 436: 433: 429: 426: 423:a. Fred does 422: 421: 420: 419: 418: 415: 411: 406: 402: 392: 390: 380: 376: 372: 369: 365: 361: 357: 354: 350: 349: 348: 347: 341: 337: 333: 330: 326: 322: 318: 315: 311: 310: 309: 308: 302: 298: 294: 290: 287: 283: 282: 281: 280: 274: 270: 266: 262: 259: 255: 254: 253: 252: 251: 249: 248:extraposition 245: 237: 231: 228: 225:semantically 224: 214: 210: 208: 205:She predicts 202: 199: 195: 193: 187: 184: 180: 178: 172: 171: 170: 169: 163: 159: 157: 152: 149: 145: 143: 138: 135: 131: 129: 124: 123: 122: 121: 120: 118: 108: 106: 102: 98: 94: 90: 86: 81: 79: 75: 71: 67: 63: 59: 54: 50: 46: 42: 38: 34: 30: 26: 19: 1063: 999: 990: 981: 972: 962: 953: 943: 934: 924: 914: 868: 864: 862: 854: 847: 834: 830: 823: 813: 806: 804: 799: 795: 791: 787: 785: 769: 761: 750: 739: 732: 728: 712: 701: 694: 690: 681: 676: 672: 668: 664: 660: 656: 653: 628: 620: 612: 608: 601: 597: 590: 577: 573: 566: 562: 555: 542: 538: 531: 527: 520: 507: 503: 496: 492: 485: 476: 473: 465: 458: 451: 438: 431: 424: 413: 409: 404: 400: 398: 388: 386: 378: 374: 367: 366:occurs with 363: 359: 352: 339: 335: 328: 327:occurs with 324: 320: 313: 300: 299:occurs with 296: 292: 285: 272: 271:occurs with 268: 264: 257: 243: 241: 235: 222: 220: 212: 206: 204: 197: 191: 190:That proves 189: 182: 176: 174: 161: 155: 154: 147: 141: 140: 133: 127: 126: 114: 84: 82: 73: 69: 61: 57: 47:. A raising 28: 22: 967:structures. 929:(1997:102). 677:to be false 502:c. Fred is 175:Fred wants 93:constituent 45:main clause 25:linguistics 1076:Categories 1011:References 811:Expletive 673:to happen 661:the claim 589:a. Susan 554:a. Susan 227:selecting 83:The term 66:predicand 49:predicate 875:See also 711:expects 519:a. Fred 484:a. Fred 111:Examples 37:argument 33:movement 886:Control 751:herself 749:proved 713:himself 665:expects 598:Appears 591:appears 340:believe 336:someone 325:believe 321:someone 314:someone 250:, e.g. 213:Predict 179:to help 105:control 85:raising 78:English 29:raising 792:judges 745:c. She 669:proves 613:appear 602:appear 578:should 567:should 563:Should 556:should 523:happy. 488:happy. 414:appear 405:appear 297:appear 148:Appear 142:Prices 70:trying 35:of an 907:Notes 869:there 865:there 855:there 848:there 835:there 824:there 814:there 807:there 800:asked 788:wants 707:c. He 558:stay. 528:Seems 521:seems 379:prove 375:Susan 364:prove 360:Susan 353:Susan 293:Larry 286:Larry 207:there 198:Prove 64:(the 798:and 796:told 790:and 675:and 667:and 659:and 596:b. * 543:seem 532:seem 526:b. * 412:and 410:seem 403:and 401:seem 269:seem 211:. – 196:. – 183:Want 181:. – 162:Seem 160:. – 146:. – 134:Seem 132:. – 128:They 74:seem 53:verb 829:b. 740:She 738:b. 733:her 729:her 700:b. 695:him 691:him 609:not 574:not 561:b. 539:not 504:not 491:b. 466:not 459:not 452:not 439:not 432:not 425:not 284:a. 265:Tom 258:Tom 256:a. 223:not 203:c. 192:him 188:b. 173:a. 156:You 153:c. 139:b. 125:a. 68:of 23:In 1078:: 952:. 702:He 657:it 508:be 497:be 493:Is 486:is 389:it 368:it 329:it 301:it 273:it 244:it 236:it 177:us 76:. 60:, 27:, 956:. 831:* 754:1 747:1 716:1 709:1 246:- 51:/ 20:.

Index

Raising (sound change)
linguistics
movement
argument
subordinate clause
main clause
predicate
verb
predicand
English
transformational
constituent
deep structure
surface structure
control
exceptional case-marking
selecting
extraposition
phrase structure grammar
dependency grammar
Raising trees 1
Raising trees 2
Expletive
Negative raising
Control
Dependency grammar
Exceptional case marking
Phrase structure grammar
"What are these */?/*?/??/# symbols?"
A concise introduction to syntactic theory: The government-binding approach

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