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Negative inversion

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78:, which allows inversion to occur much more often than in English, so they may not acknowledge negative inversion as a specific phenomenon. While negative inversion is a common occurrence in English, a solid understanding of just what elicits the inversion has not yet been established. It is, namely, not entirely clear why certain fronted expressions containing a negation elicit negative inversion, but others do not. 743:(or copying) is necessary to maintain the strictly binary branching structures, as the tree on that right shows. To maintain the strictly binary and right branching structure, at least two instances of movement (or copying) are necessary. The following trees show a similar movement-type analysis, but this time a flatter, dependency-based understanding of sentence structure is now assumed: 703:
The paraphrases below the examples restate the meaning of each sentence. When negative inversion occurs as in the a-sentences, the meaning is much different than when it does not occur as in the b-sentences. The meaning difference is a reflection of the varying status of the fronted expressions. In
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When the phrase containing the negation appears in its canonical position to the right of the verb, standard subject-auxiliary word order obtains. When the phrase is fronted, as in the b-sentences, subject-auxiliary inversion, (negative inversion) must occur. If negative inversion does not occur in
753:
The flatter structure allows for a simpler analysis to an extent. The subject and auxiliary verb can easily invert without affecting the basic hierarchy assumed so only one discontinuity is perceived. The following two trees illustrate a different sort of analysis, one where feature passing occurs
585:
A close examination of the fronted phrases in these sentences reveals that each is a depictive predication over the subject argument (an adjunct over the subject), as opposed to a predication over the entire main clause (an adjunct over the clause). The examples therefore demonstrate that negative
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For examples of phrase structure grammars that posit strictly binary branching structures and leftward movement similar (although varying in significant ways) to what is shown here in order to address negative inversion, see Haegeman (2000), Kato (2000), and Sobin
764:
The phrase structure analysis is on the left and the dependency structure analysis on the right. The analyses reject movement/copying, and in its stead, they assume information passing (feature passing). The nodes in red mark the path (chain of words,
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in the fronted clauses makes one might expect negative inversion to occur in the main clauses, but it does not, a surprising observation. More surprisingly, certain adjunct phrases containing a negation do not elicit negative inversion:
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Examples like the ones produced here are frequently discussed in the literature on negative inversion. See for instance Klima (1964:300f.), Jackendoff (1972:364f.), Rudanko (1982:357), Haegeman (2000a:21ff.), Kato (2000:67ff.), Büring
769:) along which information about the fronted phrase is passed to the governor of the fronted expression. In this manner, a link of a sort is established between the fronted phrase and the position in which it canonically appears. 301:
The c-sentences are bad because the fronted phrase containing the negation requires inversion to occur. In contrast, the d-sentences are fine because there is no negation present requiring negative inversion to occur.
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An imperfectly-understood aspect of negative inversion concerns fronted expressions containing a negation that do not elicit negative inversion. Fronted clauses containing a negation do not elicit negative inversion:
748: 441:, not an adjunct. The result is that the b-sentences seem forced, but they are nevertheless acceptable for most speakers. If inversion does not occur in such cases as in the c-sentences, the sentence is simply bad. 759: 734: 912:
Haegeman, L. 2000. Negative preposing, negative inversion, and the split CP. In Negation and polarity: syntactic and semantic perspectives, eds. L. Horn and Y. Kato, 21-61. Oxford: Oxford University Press.
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Like many types of inversion, negative inversion challenges theories of sentence structure. The challenge is because of the fronting of the phrase containing the negation. The phrase is separated from its
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The convention is used if the words themselves appear as labels on the nodes in the trees. The tree on the left has canonical word order. When the phrase containing the negation is fronted,
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Kato, Y. 2000. Interpretive asymmetries of negation. In Negation and polarity: syntactic and semantic perspectives, eds. L. Horn and Y. Kato, 62-87, Oxford: Oxford University Press.
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the a-sentences, the fronted expression is a clause adjunct or argument of the main predicate, whereas in the b-sentences, it is a depictive predication over the subject argument.
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Negative inversion is illustrated with the following b-sentences. The relevant expression containing the negation is underlined, and the subject and finite verb are bolded:
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The most intriguing cases of negative inversion are those where the meaning of the sentence shifts significantly based upon whether inversion has or has not occurred:
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at times both the inversion and non-inversion variants are possible, whereby there are concrete meaning differences distinguishing between the two.
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Rudanko, J. 1982. Towards a description of negatively conditioned subject operator inversion in English. English Studies 63, 348-359.
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Negative inversion is explored directly by, for instance, Rudanko (1982), Haegemann (2000), Kato (2000), Sobin (2003), Büring (2004).
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Groß, T. and T. Osborne 2009. Toward a practical dependency grammar theory of discontinuities. SKY Journal of Linguistics 22, 43-90.
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The trees showing movement/copying illustrate the analysis of discontinuities that one might find in derivational theories such as
785: 894:
For a dependency grammar analysis of discontinuities like the one shown here on the right, see Groß and Osborne (2009).
952: 721:
is perceived. The discontinuity is present regardless of whether one assumes a constituency-based theory of syntax (
24: 780:, and the trees showing feature passing are similar to what one might find in representational theories like 773: 947: 832: 812: 729:). The following trees illustrate how this discontinuity is addressed in some phrase structure grammars: 718: 82: 781: 747: 758: 733: 937: 822: 722: 714: 90: 915:
Jackendoff, R. 1972. Semantic interpretation in Generative Grammar. Cambridge, MA: The MIT Press.
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Negative inversion in the b-sentences above is elicited by a negation appearing inside a fronted
67: 334: 317:
certain cases where one would expect negative inversion to occur actually do not allow it; and
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inversion is sensitive to how the fronted expression functions within the clause as a whole.
766: 437:
The fronted phrase containing the negation in the b-sentences is an argument of the matrix
8: 942: 438: 310:
Negative inversion has several traits. The following subsections enumerate some of them:
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That negative inversion with a fronted argument is stilted is noted by Büring (2004:3).
807: 789: 777: 740: 726: 94: 71: 333:. Negative inversion also occurs when the negation is (or is contained in) a fronted 330: 28: 430:- Fronted argument; sentence is bad because negative inversion has not occurred. 379:- Fronted argument; sentence is bad because negative inversion has not occurred. 81:
As with subject-auxiliary inversion in general, negative inversion results in a
802: 63: 314:
negative inversion involving arguments is possible, but the result is stilted;
931: 837: 294:- Sentence is fine because there is no negation requiring inversion to occur. 228:- Sentence is fine because there is no negation requiring inversion to occur. 75: 260:- Sentence is fine because there is no negation requiring inversion to occur 198:
such cases, the sentence is bad, as the following c-sentences illustrate:
817: 60: 410: 363: 924:
Sobin, N. 2003. Negative inversion as nonmovement. Syntax 6, 183-212.
89:. The problem exists both for the relatively layered structures of 86: 280:- Sentence is bad because negative inversion has not occurred. 247:- Sentence is bad because negative inversion has not occurred. 214:- Sentence is bad because negative inversion has not occurred. 70:. Negative inversion is a phenomenon of English syntax. Other 59:) or a phrase containing one of these words precedes the 66:
necessitating that the subject and finite verb undergo
337:, but the inversion is a bit stilted in such cases: 906:
Büring, D. 2004. Negative inversion. NELS 35, 1-19.
929: 369:appears to enable subject-auxiliary inversion. 666:'It doesn't matter which job Fred has, he is 613:'It doesn't matter what Mary wears, she does 416:appears to enable subject-auxiliary inversion 93:as well as for the flatter structures of 47:, etc.) or a word that implies negation ( 695:'When Fred is unemployed, he is happy.' 930: 707: 786:Head-Driven Phrase Structure Grammar 642:'When Mary is nude, she looks good.' 324: 85:and so is a problem for theories of 13: 754:instead of movement (or copying): 717:in the linear order of words so a 589: 14: 964: 100: 757: 746: 732: 888: 878: 868: 859: 850: 513:The presence of the negations 1: 900: 774:Government and Binding Theory 725:) or a dependency-based one ( 662:- Negative inversion present 609:- Negative inversion present 567:- Negative inversion blocked 537:- Negative inversion blocked 535:plastered. (snowball fight) 495:- Negative inversion blocked 465:- Negative inversion blocked 7: 833:Subject-auxiliary inversion 795: 691:- Negative inversion absent 638:- Negative inversion absent 25:subject–auxiliary inversion 16:English grammatical process 10: 969: 782:Lexical Functional Grammar 444: 305: 91:phrase structure grammars 953:Syntactic transformation 844: 823:Phrase structure grammar 723:phrase structure grammar 23:is one of many types of 471:When nothing happened 458:When nothing happened 565:go out in the cold. 501:Because nobody tried 488:Because nobody tried 409:- Fronted argument; 362:- Fronted argument; 190:- Negative inversion 160:- Negative inversion 131:- Negative inversion 74:have a more general 790:dependency grammars 708:Structural analysis 95:dependency grammars 31:. A negation (e.g. 948:Syntactic entities 808:Dependency grammar 778:Minimalist Program 727:dependency grammar 72:Germanic languages 21:negative inversion 692: 663: 639: 610: 568: 543:Behind no barrier 538: 530:Behind no barrier 496: 466: 431: 417: 380: 370: 325:Fronted arguments 295: 281: 261: 248: 229: 215: 191: 161: 132: 960: 895: 892: 886: 882: 876: 872: 866: 863: 857: 854: 761: 750: 736: 690: 661: 637: 608: 579:out in the cold. 566: 536: 494: 493:learn anything. 464: 429: 408: 378: 361: 293: 292:do a keg stand. 279: 278:do a keg stand. 259: 246: 227: 213: 189: 188:do a keg stand. 159: 130: 19:In linguistics, 968: 967: 963: 962: 961: 959: 958: 957: 938:English grammar 928: 927: 903: 898: 893: 889: 883: 879: 873: 869: 864: 860: 855: 851: 847: 842: 798: 710: 592: 590:Distinctiveness 447: 327: 308: 174:do a keg stand 103: 17: 12: 11: 5: 966: 956: 955: 950: 945: 940: 926: 925: 922: 919: 916: 913: 910: 907: 902: 899: 897: 896: 887: 877: 867: 858: 848: 846: 843: 841: 840: 835: 830: 825: 820: 815: 810: 805: 803:Auxiliary verb 799: 797: 794: 709: 706: 701: 700: 699: 698: 697: 696: 676: 675: 674: 673: 672: 671: 648: 647: 646: 645: 644: 643: 623: 622: 621: 620: 619: 618: 605:does Mary look 591: 588: 583: 582: 581: 580: 573:With no jacket 569: 560:With no jacket 553: 552: 551: 550: 539: 511: 510: 509: 508: 505:nobody learned 497: 481: 480: 479: 478: 467: 446: 443: 435: 434: 433: 432: 418: 398: 384: 383: 382: 381: 371: 351: 326: 323: 322: 321: 318: 315: 307: 304: 299: 298: 297: 296: 282: 265: 264: 263: 262: 249: 233: 232: 231: 230: 216: 195: 194: 193: 192: 179: 165: 164: 163: 162: 149: 136: 135: 134: 133: 120: 102: 101:Basic examples 99: 64:auxiliary verb 15: 9: 6: 4: 3: 2: 965: 954: 951: 949: 946: 944: 941: 939: 936: 935: 933: 923: 920: 917: 914: 911: 908: 905: 904: 891: 881: 871: 862: 853: 849: 839: 838:V2 word order 836: 834: 831: 829: 826: 824: 821: 819: 816: 814: 813:Discontinuity 811: 809: 806: 804: 801: 800: 793: 791: 787: 783: 779: 775: 770: 768: 762: 760: 755: 751: 749: 744: 742: 737: 735: 730: 728: 724: 720: 719:discontinuity 716: 705: 694: 693: 688: 684: 680: 679: 678: 677: 669: 665: 664: 659: 656: 652: 651: 650: 649: 641: 640: 635: 631: 630:In no clothes 627: 626: 625: 624: 616: 612: 611: 606: 603: 602:In no clothes 599: 598: 597: 596: 595: 587: 578: 574: 570: 564: 561: 557: 556: 555: 554: 548: 544: 540: 534: 531: 527: 526: 525: 524: 523: 520: 516: 506: 502: 498: 492: 489: 485: 484: 483: 482: 476: 472: 468: 462: 459: 455: 454: 453: 452: 451: 442: 440: 427: 423: 419: 415: 413: 406: 403: 399: 396: 392: 388: 387: 386: 385: 376: 372: 368: 366: 359: 356: 352: 349: 346: 342: 341: 340: 339: 338: 336: 332: 319: 316: 313: 312: 311: 303: 291: 287: 283: 277: 273: 269: 268: 267: 266: 257: 254: 250: 244: 241: 237: 236: 235: 234: 225: 221: 217: 211: 207: 203: 202: 201: 200: 199: 187: 184: 180: 177: 173: 169: 168: 167: 166: 157: 154: 150: 147: 144: 140: 139: 138: 137: 128: 125: 121: 118: 114: 110: 109: 108: 107: 106: 98: 96: 92: 88: 84: 83:discontinuity 79: 77: 76:V2 word order 73: 69: 65: 62: 58: 54: 50: 46: 42: 38: 34: 30: 26: 22: 890: 880: 870: 861: 852: 771: 763: 756: 752: 745: 738: 731: 711: 702: 686: 682: 667: 657: 654: 633: 629: 614: 604: 601: 593: 584: 576: 572: 562: 559: 546: 542: 532: 529: 518: 514: 512: 504: 500: 490: 487: 474: 470: 460: 457: 448: 436: 425: 421: 411: 404: 401: 394: 390: 374: 364: 357: 354: 347: 344: 328: 309: 300: 289: 286:At any party 285: 275: 271: 258:tried that. 255: 252: 245:tried that. 242: 239: 223: 220:At some time 219: 209: 205: 196: 185: 182: 175: 171: 158:tried that. 155: 152: 145: 142: 126: 123: 116: 112: 104: 80: 56: 52: 48: 44: 40: 36: 32: 20: 18: 818:Finite verb 788:, and some 683:With no job 655:With no job 617:look good.' 463:surprised. 377:Fred said. 272:At no party 183:At no party 176:at no party 148:tried that. 943:Word order 932:Categories 901:Literature 634:Mary looks 549:plastered. 491:did nobody 477:surprised. 206:At no time 124:At no time 117:at no time 875:(2004:5). 828:Inversion 577:Bill went 507:anything. 439:predicate 426:Larry did 422:To nobody 407:do that. 405:did Larry 402:To nobody 395:to nobody 391:Larry did 345:Fred said 68:inversion 796:See also 776:and the 741:movement 715:governor 563:did Bill 547:Fred was 533:was Fred 414:-support 367:-support 358:did Fred 335:argument 290:he would 276:he would 224:Sam will 210:Sam will 186:would he 172:He would 127:will Sam 113:Sam will 57:scarcely 885:(2003). 689:happy. 687:Fred is 670:happy.' 660:happy. 658:is Fred 515:nothing 475:we were 461:were we 445:Absence 375:Nothing 355:Nothing 348:nothing 331:adjunct 256:Jim has 253:Perhaps 243:Jim has 226:relax. 212:relax. 156:has Jim 143:Jim has 129:relax. 45:nothing 29:English 767:catena 636:good. 607:good. 519:nobody 428:that. 306:Traits 115:relax 87:syntax 61:finite 53:hardly 845:Notes 393:that 360:say. 240:Never 153:Never 146:never 41:never 558:a. * 528:a. * 517:and 486:a. * 456:a. * 420:c. * 373:c. * 270:c. * 238:c. * 204:c. * 49:only 681:b. 668:not 653:a. 628:b. 615:not 600:a. 571:b. 541:b. 499:b. 469:b. 400:b. 389:a. 353:b. 343:a. 284:d. 251:d. 218:d. 181:b. 170:a. 151:b. 141:a. 122:b. 111:a. 33:not 27:in 934:: 792:. 784:, 685:, 632:, 575:, 545:, 503:, 473:, 424:, 412:do 365:do 288:, 274:, 222:, 208:, 97:. 55:, 51:, 43:, 39:, 37:no 35:, 397:. 350:. 178:. 119:.

Index

subject–auxiliary inversion
English
finite
auxiliary verb
inversion
Germanic languages
V2 word order
discontinuity
syntax
phrase structure grammars
dependency grammars
adjunct
argument
do-support
do-support
predicate
governor
discontinuity
phrase structure grammar
dependency grammar
Negative inversion 1
movement
Negative inversion 2
Negative inversion 3
catena
Government and Binding Theory
Minimalist Program
Lexical Functional Grammar
Head-Driven Phrase Structure Grammar
dependency grammars

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