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G 3/08

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30: 650: 383:"further provisions concerning statements by third parties on the points of law concerning the patentability of programs for computers referred to it by the President of the European Patent Office". The expected announcement was made in the Official Journal of January 2009. Namely, any written statements, i.e. 739:
Justine Pila argued that the basis for this decision is an interpretation of Article 112(1)(b) that is inconsistent with the principles of Articles 31 and 33 of the Vienna Convention, and that it offends the constitutional principles from which it was expressly derived. Namely she criticizes that the
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provides that this exclusion only applies to the extent to which a European patent application or European patent relates to such programs for computers "as such". The interpretation of the exclusion, including the words "as such", have caused applicants, attorneys, examiners, and judges a great deal
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of the Boards of Appeal becomes inconsistent or when an important point of law arises. Its purpose is "to ensure uniform application of the law" and to clarify or interpret important points of law in relation to the European Patent Convention. Only the Boards of Appeal themselves and the President
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She concluded by criticizing the opinion, stating notably that "the EBA rendered a decision that is higher on democratic language than democratic content" and that "the only hope is for the European or national Legislatures to recognize that “judiciary-driven legal development” within the EPO has
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does not constitute a further instance ranking above the Boards of Appeal within the EPC judicial system. According to the Board, " are ... assigned interpretative supremacy with regard to the EPC in terms of its scope of application". The notion of "legal development" and its normal character are
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is cited as justifying this question. Under T 1173/97, computer programs are methods, and in order to have a technical character computer programs must demonstrate a further technical effect (which goes beyond the "normal" physical interactions between program (software) and computer (hardware)).
631:"the President has no right of referral under Article 112(1)(b) EPC simply in order to intervene, on whatever grounds, in mere legal development if on an interpretation of the notion of "different decisions" in the sense of conflicting decisions there is no need for correction to establish 198:
In addition to the Boards of Appeal before which decisions of the first instances of the EPO can be contested, the EPO includes an Enlarged Board of Appeal. This board does not constitute an additional level of jurisdiction in the classical sense. This instance takes decisions only when the
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The referral had been quoted as relating to the "deeply contentious question about how to assess the patentability of software-related inventions". Alison Brimelow had been reported to have been considering referring the issue to the Enlarged Board of Appeal for almost two years.
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Only under very strict conditions, namely, when there is a contradictory case law by “two boards” and not a progressive development of the law by a “one board,” as it seem to be at hand in the present referral may the President refer questions to the Enlarged Board of
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Referrals to the Enlarged Board of Appeal are said to be rare, happening only with the most complex questions. The patentability of software has provoked fierce debate in Europe over the recent years, especially in relation to the proposed European Union (EU)
288:(b) If question 2(a) is answered in the negative, is a further technical effect necessary to avoid exclusion, said effect going beyond those effects inherent in the use of a computer or data storage medium to respectively execute or store a computer program? 582:, and against the Board as a whole. The Enlarged Board of Appeal concluded that there was "no reason to exclude Mr Rees from its composition in case G 3/08 or to replace further members." The original composition of the Board therefore remained unchanged. 627:, a requirement considered crucial for the referral to be admissible. The Board then concludes its "fundamental considerations on the interpretation of Article 112(1)(b) EPC" (before considering the questions of the referral themselves) as follows: 1325: 579: 85: 1318: 1341: 343:(c) If question 4 (a) is answered in the negative, can features resulting from programming contribute to the technical character of a claim only when they contribute to a further technical effect when the program is executed? 204:
of the EPO can refer a question to the Enlarged Board of Appeal. In the first case, the Enlarged Board issues a decision, while in the latter case it issues an opinion. G 3/08 is a referral of the President of the EPO under
241:. The directive was rejected in 2005 by the European Parliament, a decision that was welcomed by those on both sides of the debate, by those supporting the patentability of software in Europe as well as those opposing it. 312:(c) If question 3 (a) is answered in the negative, can features contribute to the technical character of the claim if the only effects to which they contribute are independent of any particular hardware that may be used? 768: 577:
In an interlocutory decision of 16 October 2009, the Enlarged Board of Appeal dealt with an objection of partiality raised in an amicus brief. The objection of partiality was against a particular member of the Board,
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Four questions have been referred by the President of the EPO to the Enlarged Board of Appeal. The four questions have been chosen to look at four different aspects of patentability in the field of computer programs.
1617: 605:. The Board goes on by writing that the president's right of referral to the Enlarged Board does not extend to means of replacing Board of Appeal rulings with the decision of a putatively higher instance, as 876:
Re: Case No. G3/08, Referral of the President of the European Patent Office under Article 112 (1) (b) EPC of October 22, 2008, Statement According to Article 11 b Rules of Procedure of the Enlarged Board of
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was designated to sit in the present case, instead of Mr. U. Scharen, who should have been designated according to the business distribution scheme of the Enlarged Board of Appeal. This is hereby corrected.
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The reasons for the opinion first address the admissibility of the referral. After considering that the President of the EPO had not forfeited her right to a referral because the preceding President,
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case, "because in its view it would be premature for the House of Lords to decide what computer programs are patentable before the issue has been considered by the Enlarged Board of Appeal of the ."
284:(a) Can a claim in the area of computer programs avoid exclusion under Art. 52(2)(c) and (3) merely by explicitly mentioning the use of a computer or a computer-readable data storage medium? 399: 565: 238: 324:, according to which a technical effect on a physical entity in the real world is required (to escape the exclusion under Article 52(2)(c) and (3)), and, on the other hand, 162:." In a 55-page long opinion, the Enlarged Board of Appeal considered the referral to be inadmissible because no divergent decisions had been identified in the referral. 1310: 874: 451: 1280:
Referral by the President of the European Patent Office to the Enlarged Board of Appeal dated 23 October 2008 regarding divergent decisions of two boards of appeal
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That is, any written statements in accordance with Article 10 of the Rules of Procedure of the Enlarged Board of Appeal (EBA) (OJ EPO 2007, 303 ff). See also
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and T 424/03, according to which the technical effects can be essentially confined to the respective computer programs, is cited as justifying this question.
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A divergence between decisions considering that a programmer's activity, i.e. writing computer programs, falls within the exclusions of Article 52(2)(c) (
306:(a) Must a claimed feature cause a technical effect on a physical entity in the real world in order to contribute to the technical character of the claim? 101: 230: 189: 339:(b) If question 4 (a) is answered in the positive, do all features resulting from programming thus contribute to the technical character of a claim? 443: 419: 1288: 804: 93: 395: 77: 1272: 995: 796: 1233:
from the Enlarged Board of Appeal of the European Patent Office (May 1, 2010). Oxford Legal Studies Research Paper No. 48/2010. Available at
801:, European Patent Office (EPO), Enlarged Board of Appeal, Munich, November 6, 2008 (page 23 of pdf document). Corrected by the later order: " 1340: 1545: 1541: 1537: 360: 1257:"Anmerkungen zu neuesten Softwarepatententscheidungen EPA G_3/08 und BGH, Beschl. v. 22. April 2010 – Dynamische Dokumentengenerierung" 1088:
Patentability of computer programs, recent Court of Appeal judgment and questions raised by the President of the European Patent Office
813:(same link as above), EPO, Enlarged Board of Appeal, Munich, ??(30??).02.2009 (page 28 of pdf document). Consulted on May 1, 2009. 479: 364: 356: 352: 348: 325: 321: 317: 272: 427: 660: 471: 423: 1000:, European Patent Office, Enlarged Board of Appeal, November 11, 2008 (page 24 of pdf document). Consulted on November 23, 2008. 1045: 154:
and were, according to the President of the EPO, of fundamental importance as they related to the definition of "the limits of
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had anticipated that the referral would be considered inadmissible under the legal provisions of the EPC, and in particular
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Can a computer program only be excluded as a computer program as such if it is explicitly claimed as a computer program?
139: 308:(b) If question 3 (a) is answered in the positive, is it sufficient that the physical entity be an unspecified computer? 718: 1612: 690: 548: 233:, is that an invention is patentable if it provides a new and non-obvious technical solution to a technical problem. 1273:
Complete file, including the referral from the President of the EPO and the opinion of the Enlarged Board of Appeal
463: 1100: 594:, had declined in 2007 to refer questions to the Enlarged Board Appeal (when suggested to do so by British judge 552: 447: 697: 675: 1256: 1071: 851: 1293: 1262:
Reinier B. Bakels, 'Software Patentability: What Are the Right Questions?', 31 EIPR 2009, p. 514-522.
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Change of composition of the Board (compare to order of 6.11.08): Due to an administrative error Ms.
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issued on May 12, 2010 an opinion in response to questions referred to it by the President of the
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Case Number: G 0003/08, Interlocutory Decision of the Enlarged Board of Appeal of 16 October 2009
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of difficulty since the EPC came into force in 1978. An interpretation, which is followed by the
1307:(to use the Enlarged Board of Appeal's own words, in G 3/08, Summary of the proceedings, II. 1) 143: 483: 337:(a) Does the activity of programming a computer necessarily involve technical considerations? 297:
Under T 258/03, a method acquires a technical character simply by involving technical means.
503: 384: 275:, making a distinction between these two categories, is cited as justifying this question. 170: 8: 744:
suffers from the same faulty logic for which the EBA criticized the President’s referral,
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List of decisions of the EPO Boards of Appeal relating to Article 52(2) and (3) EPC
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patentability of programs for computers under the European Patent Convention (EPC)
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Case number: G 3/08, Decision of the Enlarged Board of Appeal of 11 November 2008
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Around a hundred amicus curiae briefs have been submitted, including briefs by
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On November 11, 2008, the Enlarged Board of Appeal decided to announce in the
268: 66: 1606: 870: 776:, referral dealing with the patentability of computer-implemented simulations 431: 155: 620:
also addressed, in the context of the reference to "different decisions" in
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Referral from the President of the EPO, October 22, 2008, cover letter.
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Case law of the Enlarged Board of Appeal of the European Patent Office
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Communication from the Enlarged Board of Appeal concerning case G 3/08
1226: 533: 391: 370: 264: 159: 29: 649: 221:, the patentability of programs for computers is excluded. However, 1238: 1091:, Press notice, reviewed 7 November 2008. Consulted on May 6, 2009. 922: 467: 435: 407: 400:
International Association for the Protection of Industrial Property
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directive on the patentability of computer-implemented inventions
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International Federation of Intellectual Property Attorneys
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Referral as published in the Official Journal of the EPO:
1052:, News, February 19, 2009. Consulted on February 22, 2009. 331: 1429:
Requirement for claiming priority of the "same invention"
880:, Munich, April 27, 2009, and in particular, point 8.1: " 459: 1562:
Right to be heard and correct venue for oral proceedings
394:, the Association for Competitive Technology (ACT), the 1109:
blog, November 7, 2008. Consulted on November 8, 2008.
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UNION of European Practitioners in Industrial Property
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Enlarged Board of Appeal of the European Patent Office
1225:, Software Patents, Separation of Powers, and Failed 194:
Software patents under the European Patent Convention
1259:, GB - Der GrĂĽne Bote, July 2010, pp. 201–206. 1073:European software patent referral receives welcome 1042:Your say on the patentability of computer programs 984:Rules of Procedure of the Enlarged Board of Appeal 534:Reception to the referral and further developments 190:Appeal procedure before the European Patent Office 420:Computer & Communication Industry Association 316:A divergence between, on the one hand, decisions 1604: 1294:Opinion of the Enlarged Board of Appeal (G 3/08) 1102:The UK-IPO's latest thoughts on software patents 444:Foundation for a Free Information Infrastructure 359:) and decisions having taken the opposite view ( 1349:Incomplete collection of decisions and opinions 982:Under Article 10(2) of its Rules of Procedure ( 923:Patents Directive killed by European Parliament 278: 747:lacks doctrinal and theoretical coherence, and 396:American Intellectual Property Law Association 267:, making no distinction between categories of 1326: 853:EU software patent issue goes to appeals body 292:A divergence between decisions T 1173/97 and 253: 676:introducing citations to additional sources 387:, had to be filed by the end of April 2009. 1506:Request to correct patent/FISHER-ROSEMOUNT 1333: 1319: 1129:G 3/08, Summary of the proceedings, II. 4. 1085:UK Intellectual Property Office web site, 1061:G 3/08, Summary of the proceedings, II. 1. 480:Licensing Executives Society International 301:Question 3: Individual features of a claim 1342:Decisions of the Enlarged Board of Appeal 573:Interlocutory decision of 16 October 2009 428:Computing Technology Industry Association 1305:Enlarged Board's area of the EPO website 969: 967: 846: 844: 842: 840: 666:Relevant discussion may be found on the 1514:Non-refund of further search fees/BAUER 1064: 957: 955: 821: 819: 780: 472:Japan Intellectual Property Association 424:Chartered Institute of Patent Attorneys 367:) is cited as justifying the question. 332:Question 4: The activity of programming 1605: 945: 943: 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Application 279:Question 2: Claim as a whole 244: 27: 7: 1289:G3/08: amicus curiae briefs 1255:Swen Kiesewetter-Köbinger, 762: 381:Official Journal of the EPO 231:Boards of Appeal of the EPO 10: 1644: 986:(RPEBA) (OJ 5/2007, 303)). 925:, OUT-LAW News, 06/07/2005 811:Case number: G 3/08, Order 798:Case number: G 3/08, Order 750:is incapable of producing 585: 254:Question 1: Claim category 187: 1571: 1454: 1417: 1387: 1368:Second medical indication 1364:G 1/83, G 5/83 and G 6/83 1356: 1030:, OJ EPO 1/2009, page 32. 440:European Patent Institute 1613:Software patent case law 1490:Pending application/SONY 1378:Opposition by proprietor 759:indeed met its limits". 547:After the referral, the 488:General Electric Company 124:Programs for computers 1482:Programs for computers 1408:Representation/BOGASKY 973:Referral, pages 11-13. 345: 314: 290: 261: 144:European Patent Office 1583:Pedestrian simulation 1210:G 3/08, Reasons 7.3.8 1183:G 3/08, Reasons 7.3.5 1174:G 3/08, Reasons 7.2.2 1165:G 3/08, Reasons 7.2.5 1156:G 3/08, Reasons 7.2.7 961:Referral, pages 9-10. 809:" in Peter Messerli, 484:Microsoft Corporation 335: 304: 282: 257: 47:Issued May 12, 2010 949:Referral, pages 7-8. 937:Referral, pages 4-6. 781:References and notes 672:improve this article 504:Polish Patent Office 385:amicus curiae briefs 171:amicus curiae briefs 1192:G 3/08, Reasons 7.3 834:G 3/08, Headnote 7. 520:Prof. Joseph Straus 416:Canonical Group Ltd 1498:Disclaimer/SCRIPPS 1201:G 3/08, Reasons 8. 1147:G 3/08, Reasons 4. 1138:G 3/08, Reasons 2. 1048:2009-03-01 at the 860:, October 24, 2008 740:Boards’ approach 596:Lord Justice Jacob 476:Prof. Donald Knuth 134:Under case number 1600: 1599: 1526:G 2/12 and G 2/13 1441:G 1/05 and G 1/06 1433:G 1/03 and G 2/03 1351: 869:See for instance 737: 736: 722: 622:Article 112(1)(b) 600:Article 112(1)(b) 551:did not give the 538:According to the 206:Article 112(1)(b) 175:Article 112(1)(b) 132: 131: 128: 127: 108: 107: 102:Jean-Pierre Seitz 53:Board composition 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Please help 656: 654: 647: 641: 638: 637: 636: 592:Alain Pompidou 587: 584: 574: 571: 563:regarding the 561:House of Lords 541:New York Times 535: 532: 528:United Kingdom 456:France TĂ©lĂ©com 412:BUSINESSEUROPE 376: 369: 333: 330: 302: 299: 280: 277: 255: 252: 246: 243: 185: 182: 130: 129: 126: 125: 117: 116: 110: 109: 106: 105: 71: 70: 67:Peter Messerli 56: 55: 49: 48: 40: 39: 25: 24: 9: 6: 4: 3: 2: 1640: 1629: 1626: 1624: 1621: 1619: 1616: 1614: 1611: 1610: 1608: 1592: 1588: 1584: 1580: 1577: 1576: 1574: 1570: 1563: 1559: 1555: 1551: 1547: 1543: 1539: 1535: 1531: 1527: 1523: 1519: 1515: 1511: 1507: 1503: 1499: 1495: 1491: 1487: 1483: 1479: 1475: 1471: 1467: 1463: 1460: 1459: 1457: 1453: 1446: 1442: 1438: 1434: 1430: 1426: 1423: 1422: 1420: 1416: 1409: 1405: 1401: 1398: 1396: 1393: 1392: 1390: 1386: 1379: 1375: 1372: 1369: 1365: 1362: 1361: 1359: 1355: 1350: 1345: 1336: 1331: 1329: 1324: 1322: 1317: 1316: 1313: 1306: 1303: 1301: 1298: 1296:, EPO website 1295: 1292: 1290: 1287: 1282: 1281: 1276: 1275: 1274: 1271: 1270: 1261: 1258: 1251: 1250: 1240: 1236: 1232: 1228: 1222: 1216: 1207: 1198: 1189: 1180: 1171: 1162: 1153: 1144: 1135: 1126: 1120: 1115: 1108: 1104: 1103: 1097: 1090: 1089: 1082: 1075: 1074: 1070:Paul Meller, 1067: 1058: 1051: 1047: 1044: 1043: 1036: 1029: 1028: 1021: 1014: 1013: 1006: 999: 998: 992: 985: 979: 970: 968: 958: 956: 946: 944: 934: 932: 924: 919: 913: 910: 905: 899: 896: 891: 884: 879: 878: 872: 871:Joseph Straus 866: 859: 855: 854: 850:Paul Meller, 847: 845: 843: 841: 831: 822: 820: 812: 808: 806: 800: 799: 794: 789: 785: 775: 772: 770: 767: 766: 760: 753: 749: 746: 743: 742: 741: 731: 720: 717: 713: 710: 706: 703: 699: 696: 692: 689: â€“  688: 684: 683:Find sources: 677: 673: 669: 663: 662: 661:single source 657:This section 655: 651: 646: 645: 634: 630: 629: 628: 626: 623: 618: 615: 611: 608: 604: 601: 597: 593: 583: 581: 570: 568: 567: 562: 558: 554: 550: 545: 543: 542: 531: 529: 525: 521: 517: 513: 509: 505: 501: 497: 493: 489: 485: 481: 477: 473: 469: 465: 461: 457: 453: 449: 445: 441: 437: 433: 432:DIGITALEUROPE 429: 425: 421: 417: 413: 409: 405: 401: 398:(AIPLA), the 397: 393: 388: 386: 382: 374: 373:Amicus curiae 368: 366: 362: 358: 354: 350: 344: 341: 329: 327: 323: 319: 313: 310: 298: 295: 289: 286: 276: 274: 270: 266: 260: 251: 242: 240: 234: 232: 227: 224: 223:Article 52(3) 220: 217: 212: 210: 207: 202: 195: 191: 181: 179: 176: 172: 167: 163: 161: 157: 156:patentability 153: 149: 145: 141: 137: 123: 122: 119: 118: 115: 111: 103: 99: 95: 91: 87: 83: 79: 76: 73: 72: 68: 65: 62: 61: 58: 57: 54: 50: 45: 41: 38: 37: 31: 26: 23: 22: 17: 1590: 1582: 1561: 1553: 1546:Art. 23 1/16 1542:Art. 23 2/15 1538:Art. 23 1/15 1533: 1529: 1513: 1505: 1497: 1489: 1481: 1477: 1473: 1465: 1444: 1436: 1428: 1407: 1377: 1367: 1348: 1279: 1215: 1206: 1197: 1188: 1179: 1170: 1161: 1152: 1143: 1134: 1125: 1114: 1101: 1096: 1087: 1081: 1072: 1066: 1057: 1041: 1035: 1026: 1020: 1011: 1005: 996: 991: 978: 918: 904: 890: 881: 875: 865: 852: 830: 810: 802: 797: 788: 757: 738: 725: 715: 708: 701: 694: 682: 658: 614:Article 112a 589: 576: 564: 546: 539: 537: 500:Pitney Bowes 496:Pirate Party 450:(FSFE), the 446:(FFII), the 426:(CIPA), the 389: 378: 372: 346: 342: 336: 315: 311: 305: 291: 287: 283: 262: 258: 248: 235: 213: 197: 168: 164: 135: 133: 113: 90:Michael Dorn 78:Martin Vogel 74: 63: 52: 35: 34: 20: 19: 1572:2020 – 2029 1534:Broccoli II 1530:Tomatoes II 1455:2010 – 2019 1418:2000 – 2009 1388:1990 – 1999 1357:1980 – 1989 1253:(in German) 895:Article 107 607:Article 112 442:(epi), the 430:(CompTIA), 98:Uwe Scharen 94:AndrĂ© Klein 1607:Categories 1445:Divisional 1437:Disclaimer 1231:Cornucopia 1227:Syllogisms 805:K. Härmand 698:newspapers 526:, and the 404:Apple Inc. 184:Background 82:rapporteur 728:July 2010 668:talk page 640:Reactions 555:(UK-IPO) 454:(FICPI), 402:(AIPPI), 392:Accenture 361:T 1177/97 265:T 1173/97 245:Questions 160:computing 114:Headwords 64:Chairman: 1046:Archived 763:See also 687:"G 3/08" 580:Dai Rees 482:(LESI), 474:(JIPA), 468:ITechLaw 466:(IFSO), 436:Ericsson 422:(CCIA), 365:T 172/03 357:T 769/92 353:T 204/93 349:T 833/91 326:T 125/01 322:T 190/94 318:T 163/85 294:T 258/03 273:T 424/03 201:case law 86:Dai Rees 75:Members: 883:Appeal. 712:scholar 586:Opinion 559:to the 516:Siemens 508:Red Hat 492:Philips 375:briefs) 146:(EPO), 1587:G 1/21 1579:G 1/19 1558:G 2/19 1550:G 1/15 1522:G 1/13 1518:G 1/12 1510:G 1/11 1502:G 1/10 1494:G 2/10 1486:G 1/09 1478:G 3/08 1470:G 2/08 1462:G 1/07 1425:G 2/98 1404:G 4/95 1400:G 2/93 1395:G 9/93 1374:G 1/84 877:Appeal 774:G 1/19 714:  707:  700:  693:  685:  522:, the 502:, the 494:, the 470:, the 462:, the 438:, the 418:, the 355:, and 269:claims 214:Under 138:, the 136:G 3/08 104:(FR) 100:(DE), 96:(FR), 92:(DK), 80:(DE) ( 21:G 3/08 1107:IPKat 1024:EPO, 719:JSTOR 705:books 169:Some 69:(CH) 1532:and 1235:SSRN 1229:: A 691:news 486:and 363:and 320:and 192:and 1585:), 1556:), 1536:), 1516:), 1508:), 1500:), 1492:), 1484:), 1476:), 1468:), 1439:), 1431:), 912:EPC 898:EPC 674:by 625:EPC 617:EPC 610:EPC 603:EPC 512:SAP 460:IBM 226:EPC 219:EPC 209:EPC 178:EPC 84:), 1609:: 1548:, 1544:, 1540:, 1524:, 1520:, 1402:, 1237:: 1105:, 966:^ 954:^ 942:^ 930:^ 873:, 856:, 839:^ 818:^ 795:, 635:." 612:/ 530:. 518:, 514:, 510:, 506:, 498:, 490:, 478:, 458:, 434:, 414:, 410:, 408:BT 406:, 351:, 211:. 180:. 1593:) 1589:( 1581:( 1564:) 1560:( 1552:( 1528:( 1512:( 1504:( 1496:( 1488:( 1480:( 1472:( 1464:( 1447:) 1443:( 1435:( 1427:( 1410:) 1406:( 1380:) 1376:( 1370:) 1366:( 1334:e 1327:t 1320:v 1223:. 1015:. 885:" 730:) 726:( 716:· 709:· 702:· 695:· 678:. 664:.

Index


ECLI:EP:BA:2009:G000308.20091016
Peter Messerli
Martin Vogel
rapporteur
Dai Rees
Michael Dorn
André Klein
Uwe Scharen
Jean-Pierre Seitz
Enlarged Board of Appeal of the EPO
European Patent Office
Alison Brimelow
patentability of programs for computers under the European Patent Convention (EPC)
patentability
computing
amicus curiae briefs
Article 112(1)(b)
EPC
Appeal procedure before the European Patent Office
Software patents under the European Patent Convention
case law
Article 112(1)(b)
EPC
Article 52(2)(c)
EPC
Article 52(3)
EPC
Boards of Appeal of the EPO
directive on the patentability of computer-implemented inventions

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