204:
193:
1412:
395:
accessed an encrypted database containing the personal records of more than 4.6 million clients, including names, street addresses, email addresses, social security numbers, and other sensitive account data. The company became aware of the breach when it was approached by
Federal authorities who were
382:
In
January 2014, the company admitted to violating the record keeping requirements of federal security laws. The U.S. Securities and Exchange Commission submitted a request for data describing its trades as part of an investigation into whether an account had been hacked and unauthorized trades made
407:
fined
Scottrade $ 2.6 million for failing to store financial records and emails completely and securely and for failing to have an organized process for doing so. The company had deleted and failed to save over 168 million outgoing emails with trading information. Scottrade did not admit to or deny
383:
for a customer. Every brokerage firm is required to keep trading records under the law. The company was missing data over a six-year period. As part of the settlement, the company agreed to admit fault and pay a fine of $ 2.5 million.
374:. The company consented to the entry of an order by the SEC that included a censure of Scottrade. The company also agreed to stop committing or causing any violations of the act, and paid a civil penalty of $ 950,000.
489:
27:
1451:
288:
By 2000, more than 90% of the company's trades were initiated online. The name of the company was changed to
Scottrade because the domain Scottrade.com was available.
1446:
797:
777:
429:
1367:
723:
1441:
298:
The company began offering
Chinese-language services in its retail locations in 2001 and in 2003 made its online offerings available in Chinese.
1246:
667:
468:
539:
832:
801:
707:
689:
404:
360:
1456:
513:
307:
In 2004, Scottrade bought an office building outside of St. Louis next to its call center to use as its corporate offices.
208:
966:
825:
798:"FINRA Fines Scottrade $ 2.6 Million for Significant Failures in Required Electronic Records and Email Retention"
652:
629:
607:
573:
545:
474:
371:
1436:
1362:
397:
1241:
1347:
282:
222:
142:
301:
Between 2000 and 2004, the company doubled the number of retail branch locations, reaching 211 in 2004.
1461:
1415:
1007:
818:
336:
234:
96:
646:
623:
396:
investigating similar thefts at other financial service companies. As a precaution, Scottrade offered
931:
921:
601:
567:
729:
1074:
1054:
704:"Scottrade Agrees to Pay $ 2.5 Million and Admits Providing Flawed "Blue Sheet" Trading Data"
340:
238:
1357:
1352:
1190:
1039:
1034:
875:
8:
1049:
976:
408:
these charges, but consented to an entry of FINRA's findings and agreed to pay the fine.
257:
1392:
1215:
1150:
1099:
761:
756:
45:
339:) and absorbed by that company; the banking division, Scottrade Bank, was acquired by
285:. The number of trades increased by 15% per month, compounded monthly, for 39 months.
237:) and absorbed by that company; the banking division, Scottrade Bank, was acquired by
1180:
1079:
734:
363:(SEC) charged the company with making fraudulent misrepresentations to clients about
315:
197:
1397:
1322:
1069:
956:
685:
226:
203:
146:
1382:
1135:
951:
936:
916:
885:
703:
311:
229:. In September 2017, the stock brokerage division of the company was acquired by
123:
367:
1377:
1261:
1225:
1170:
1155:
1002:
946:
331:
In
September 2017, the stock brokerage division of the company was acquired by
292:
274:
By 1989, the company had 6 branches, and by 1991, the company had 15 branches.
171:
1430:
906:
880:
738:
433:
344:
332:
242:
230:
176:
92:
778:"Scottrade hackers had access to brokerage account numbers, company reveals"
403:
In
November 2015, after performing its own investigation of the breach, the
192:
1297:
1281:
1094:
1089:
1064:
890:
724:"Scottrade Discloses Data Breach Potentially Targeting 4.6 Million Clients"
1387:
1372:
1317:
1271:
1140:
1125:
1109:
1012:
941:
911:
860:
782:
253:
218:
138:
1256:
1220:
1165:
1059:
1019:
926:
430:"TD Ameritrade Closes Acquisition of Scottrade Financial Services, Inc"
391:
In
October 2015, Scottrade revealed that, in late 2013 and early 2014,
325:
310:
In 2006, Scottrade purchased the naming rights for the stadium of the
295:
burst in 2000, revenue declined, although it fully recovered by 2004.
26:
1276:
1210:
1175:
986:
961:
870:
671:
268:
261:
107:
810:
1200:
1185:
1024:
981:
971:
252:
In 1980, Rodger O. Riney founded
Scottsdale Securities as a retail
111:
1302:
1266:
1205:
1195:
1029:
304:
By 2003, 98% of trades executed by the company were made online.
278:
1342:
1307:
1145:
1130:
1104:
865:
392:
364:
514:"Charles Schwab completes its $ 26B purchase of TD Ameritrade"
1312:
1160:
377:
1251:
1084:
1044:
686:"SEC Charges Scottrade for Misrepresentations to Customers"
127:
668:"TD Bank Group Completes Acquisition of Scottrade Bank"
540:"Top 150 2017: No. 22 Scottrade Financial Services Inc"
490:"Charles Schwab completes acquisition of TD Ameritrade"
757:"Scottrade data breach affects millions of customers"
1452:
Financial services companies disestablished in 2017
624:"Scottrade increases services to Chinese Community"
722:
645:
622:
600:
566:
538:
469:"TD Ameritrade closes on acquisition of Scottrade"
467:
314:, which was renamed the Scottrade Center (now the
1368:List of mutual-fund families in the United States
196:Exterior of the Scottrade Center, now called the
1447:Financial services companies established in 1980
1428:
750:
748:
267:In 1985, the company moved its headquarters to
1247:Citibank International Personal Bank Singapore
321:In 2008, the company launched Scottrade Bank.
826:
745:
225:that operated via mobile, on the web, and at
560:
558:
556:
833:
819:
647:"Scottrade wins Blues arena naming rights"
594:
592:
590:
588:
586:
584:
25:
644:Tritto, Christopher (September 7, 2006).
378:Violations of record-keeping requirements
564:
553:
461:
459:
457:
455:
453:
451:
449:
447:
445:
443:
202:
191:
802:Financial Industry Regulatory Authority
754:
708:U.S. Securities and Exchange Commission
690:U.S. Securities and Exchange Commission
581:
465:
405:Financial Industry Regulatory Authority
361:U.S. Securities and Exchange Commission
1442:American companies established in 1980
1429:
643:
598:
840:
814:
775:
720:
440:
354:
599:Tritto, Christopher (May 30, 2004).
466:Edwards, Greg (September 18, 2017).
424:
422:
420:
400:services to all affected customers.
207:A now-shuttered Scottrade office in
16:Defunct American stockbrokerage firm
755:Hackett, Robert (October 2, 2015).
13:
660:
277:In 1996, the company launched its
14:
1473:
721:Huang, Daniel (October 2, 2015).
506:
482:
417:
209:Canton Charter Township, Michigan
1411:
1410:
776:ANAND, PRIYA (October 8, 2015).
386:
349:
324:In 2009, the company launched a
790:
769:
714:
696:
678:
653:American City Business Journals
630:American City Business Journals
608:American City Business Journals
574:American City Business Journals
565:Stuenkel, Gil (June 18, 2000).
546:American City Business Journals
475:American City Business Journals
372:Securities Exchange Act of 1934
184:Footnotes / references
1363:List of asset management firms
637:
615:
531:
520:. Associated Press. 2020-10-06
1:
1457:2017 mergers and acquisitions
568:"Rodger Riney, Scottrade Inc"
411:
264:and opened a second branch.
7:
1348:Electronic trading platform
283:electronic trading platform
223:electronic trading platform
143:Electronic trading platform
57:; 44 years ago
10:
1478:
1416:Category:Online brokerages
337:Charles Schwab Corporation
260:. In 1981, Riney moved to
247:
235:Charles Schwab Corporation
97:Charles Schwab Corporation
1406:
1335:
1290:
1234:
1118:
995:
899:
853:
846:
182:
170:
160:
152:
134:
117:
103:
87:
69:
51:
41:
33:
24:
730:The Wall Street Journal
73:September 18, 2017
291:For 2 years after the
211:
200:
1437:Toronto-Dominion Bank
674:. September 18, 2017.
436:. September 18, 2017.
239:Toronto-Dominion Bank
206:
195:
75:; 7 years ago
37:Scottsdale Securities
1358:Fundamental analysis
1353:Financial innovation
1191:Interactive Investor
1040:Firstrade Securities
1035:Fidelity Investments
876:RBC Direct Investing
804:. November 16, 2015.
370:in violation of the
156:$ 1.1 billion (2016)
1050:Interactive Brokers
977:Reliance Securities
881:TD Direct Investing
710:. January 29, 2014.
398:identity protection
335:(later merged into
258:Scottsdale, Arizona
233:(later merged into
162:Number of employees
95:(later merged into
21:
1393:Technical analysis
1216:Standard Chartered
1100:The Vanguard Group
355:Misrepresentations
212:
201:
46:Financial services
19:
1462:Online brokerages
1424:
1423:
1331:
1330:
1181:HSBC InvestDirect
841:Online brokerages
800:(Press release).
706:(Press release).
688:(Press release).
670:(Press release).
549:. March 24, 2017.
432:(Press release).
316:Enterprise Center
198:Enterprise Center
190:
189:
1469:
1414:
1413:
1398:Trading strategy
1070:Moomoo (company)
957:Kotak Securities
932:Geojit Financial
851:
850:
835:
828:
821:
812:
811:
806:
805:
794:
788:
787:
773:
767:
766:
752:
743:
742:
726:
718:
712:
711:
700:
694:
693:
692:. June 24, 2008.
682:
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612:
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494:www.spglobal.com
486:
480:
479:
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426:
343:and folded into
241:and folded into
147:Personal banking
83:
81:
76:
65:
63:
58:
29:
22:
18:
1477:
1476:
1472:
1471:
1470:
1468:
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1466:
1427:
1426:
1425:
1420:
1402:
1383:Stock valuation
1327:
1286:
1230:
1114:
991:
952:Karvy Corporate
937:HDFC securities
895:
886:Virtual Brokers
842:
839:
809:
796:
795:
791:
774:
770:
753:
746:
719:
715:
702:
701:
697:
684:
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389:
380:
368:pre-open orders
357:
352:
312:St. Louis Blues
250:
186:
163:
145:
141:
124:Rodger O. Riney
120:
79:
77:
74:
61:
59:
56:
17:
12:
11:
5:
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1378:Stock exchange
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1300:
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1284:
1279:
1274:
1269:
1264:
1262:Integral Forex
1259:
1254:
1249:
1244:
1238:
1236:
1232:
1231:
1229:
1228:
1226:Trade Republic
1223:
1218:
1213:
1208:
1203:
1198:
1193:
1188:
1183:
1178:
1173:
1171:Finam Holdings
1168:
1163:
1158:
1156:Dukascopy Bank
1153:
1148:
1143:
1138:
1133:
1128:
1122:
1120:
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1115:
1113:
1112:
1107:
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1077:
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1067:
1062:
1057:
1052:
1047:
1042:
1037:
1032:
1027:
1022:
1017:
1016:
1015:
1008:Charles Schwab
1005:
1003:Ally Financial
999:
997:
993:
992:
990:
989:
984:
979:
974:
969:
964:
959:
954:
949:
947:India Infoline
944:
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934:
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919:
914:
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837:
830:
823:
815:
808:
807:
789:
768:
744:
713:
695:
677:
659:
636:
633:. May 8, 2003.
614:
580:
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530:
505:
481:
439:
415:
413:
410:
388:
385:
379:
376:
356:
353:
351:
348:
293:dot-com bubble
249:
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1093:
1091:
1088:
1086:
1083:
1081:
1078:
1076:
1075:PNC Financial
1073:
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1068:
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1063:
1061:
1058:
1056:
1053:
1051:
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1000:
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996:United States
994:
988:
985:
983:
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978:
975:
973:
970:
968:
967:Motilal Oswal
965:
963:
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958:
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953:
950:
948:
945:
943:
940:
938:
935:
933:
930:
928:
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923:
920:
918:
915:
913:
910:
908:
907:Angel Broking
905:
904:
902:
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887:
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879:
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477:
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462:
460:
458:
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454:
452:
450:
448:
446:
444:
435:
434:Business Wire
431:
425:
423:
421:
416:
409:
406:
401:
399:
394:
387:Database hack
384:
375:
373:
369:
366:
362:
359:In 2008, the
350:Controversies
347:
346:
345:TD Bank, N.A.
342:
341:TD Bank Group
338:
334:
333:TD Ameritrade
329:
327:
322:
319:
317:
313:
308:
305:
302:
299:
296:
294:
289:
286:
284:
280:
275:
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270:
265:
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255:
245:
244:
243:TD Bank, N.A.
240:
236:
232:
231:TD Ameritrade
228:
224:
220:
216:
210:
205:
199:
194:
185:
181:
178:
177:TD Ameritrade
175:
173:
169:
165:
159:
155:
151:
148:
144:
140:
137:
133:
129:
125:
122:
116:
113:
109:
106:
102:
98:
94:
93:TD Ameritrade
90:
86:
72:
68:
54:
50:
47:
44:
40:
36:
32:
28:
23:
1298:Alpari Group
1282:UOB-Kay Hian
1242:Citibank UAE
1095:U.S. Bancorp
1090:TradeStation
1065:Merrill Edge
891:Wealthsimple
792:
781:
771:
760:
728:
716:
698:
680:
662:
651:
639:
628:
617:
606:
602:"Trading Up"
572:
544:
533:
522:. Retrieved
517:
508:
497:. Retrieved
493:
484:
473:
402:
390:
381:
358:
330:
323:
320:
309:
306:
303:
300:
297:
290:
287:
276:
273:
266:
251:
214:
213:
183:
166:3,700 (2016)
104:Headquarters
91:Acquired by
1388:Stockbroker
1373:Market data
1318:Pepperstone
1272:Monex Group
1141:CMC Markets
1126:ActivTrades
1013:Thinkorswim
942:ICICIdirect
912:Axis Direct
861:CIBC Mellon
783:MarketWatch
254:stockbroker
219:stockbroker
139:Stockbroker
1431:Categories
1257:IC Markets
1221:Swissquote
1166:FinecoBank
1110:WellsTrade
1060:M1 Finance
1055:Lightspeed
1020:Chase Bank
927:FundsIndia
524:2023-05-02
499:2023-05-02
412:References
326:mobile app
119:Key people
80:2017-09-18
1291:Elsewhere
1277:OCBC Bank
1211:Saxo Bank
1176:Freetrade
1080:Robinhood
987:Sharekhan
962:Kuvera.in
922:Edelweiss
871:Questrade
847:Companies
739:0099-9660
672:CNW Group
269:St. Louis
262:St. Louis
215:Scottrade
108:St. Louis
20:Scottrade
1336:Concepts
1201:OTP Bank
1186:IG Group
1151:Doorstep
1025:Citibank
982:Religare
972:Scripbox
227:branches
135:Services
112:Missouri
42:Industry
34:Formerly
1303:CommSec
1267:Maybank
1206:Plus500
1196:Nordnet
1030:E-Trade
762:Fortune
393:hackers
279:website
248:History
153:Revenue
78: (
70:Defunct
60: (
52:Founded
1343:Broker
1308:FXOpen
1146:Degiro
1131:Avanza
1119:Europe
1105:Webull
866:Qtrade
854:Canada
737:
365:Nasdaq
217:was a
172:Parent
1323:Stake
1313:FxPro
1161:eToro
917:Dhani
900:India
1252:Futu
1235:Asia
1085:SoFi
1045:FXCM
735:ISSN
518:KHGI
281:and
221:and
88:Fate
62:1980
55:1980
1136:BUX
318:).
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