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Protocol (science)

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98:, the protocol is carefully designed to safeguard the health of the participants as well as answer specific research questions. A protocol describes what types of people may participate in the trial; the schedule of tests, procedures, medications, and dosages; and the length of the study. While in a clinical trial, participants following a protocol are seen regularly by research staff to monitor their health and to determine the safety and effectiveness of their treatment. Since 1996, clinical trials conducted are widely expected to conform to and report the information called for in the 87:(SOP) governing general practices required by the laboratory. A protocol may also reference applicable laws and regulations that are applicable to the procedures described. Formal protocols typically require approval by one or more individuals—including for example a laboratory directory, study director, and/or independent ethics committee—before they are implemented for general use. Clearly defined protocols are also required by research funded by the 47:. In addition to detailed procedures, equipment, and instruments, protocols will also contain study objectives, reasoning for experimental design, reasoning for chosen sample sizes, safety precautions, and how results were calculated and reported, including statistical analysis and any rules for predefining and documenting excluded data to avoid bias. 123:: Procedural information may include not only safety procedures but also procedures for avoiding contamination, calibration of equipment, equipment testing, documentation, and all other relevant issues. These procedural protocols can be used by skeptics to invalidate any claimed results if flaws are found. 129:: Equipment testing and documentation includes all necessary specifications, calibrations, operating ranges, etc. Environmental factors such as temperature, humidity, barometric pressure, and other factors can often have effects on results. Documenting these factors should be a part of any good procedure. 113:: Safety precautions are a valuable addition to a protocol, and can range from requiring goggles to provisions for containment of microbes, environmental hazards, toxic substances, and volatile solvents. Procedural contingencies in the event of an accident may be included in a protocol or in a referenced 220:
An experimenter may have latitude defining procedures for blinding and controls but may be required to justify those choices if the results are published or submitted to a regulatory agency. When it is known during the experiment which data was negative there are often reasons to rationalize why that
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A protocol may require blinding to avoid bias. A blind can be imposed on any participant of an experiment, including subjects, researchers, technicians, data analysts, and evaluators. In some cases, while blinding would be useful, it is impossible or unethical. A good clinical protocol ensures that
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Various fields of science, such as environmental science and clinical research, require the coordinated, standardized work of many participants. Additionally, any associated laboratory testing and experiment must be done in a way that is both ethically sound and results can be replicated by others
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if they deduce or otherwise obtain information that has been masked to them. Unblinding that occurs before the conclusion of a study is a source of experimental error, as the bias that was eliminated by blinding is re-introduced. Unblinding is common in blind experiments, and must be measured and
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Finally, in the field of social science, a protocol may also refer to a "descriptive record" of observed events or a "sequence of behavior" of one or more organisms, recorded during or immediately after an activity (e.g., how an infant reacts to certain stimuli or how gorillas behave in natural
135:: A protocol may specify reporting requirements. Reporting requirements would include all elements of the experiments design and protocols and any environmental factors or mechanical limitations that might affect the validity of the results. 141:: Protocols for methods that produce numerical results generally include detailed formulas for calculation of results. A formula may also be included for preparation of reagents and other solutions required for the work. Methods of 102:
Statement, which provides a framework for designing and reporting protocols. Though tailored to health and medicine, ideas in the CONSORT statement are broadly applicable to other fields where experimental research is used.
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Best practice recommends publishing the protocol of the review before initiating it to reduce the risk of unplanned research duplication and to enable transparency, and consistency between methodology and protocol.
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habitat) to better identify "consistent patterns and cause-effect relationships." These protocols may take the form of hand-written journals or electronically documented media, including video and audio capture.
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of results by others in the same laboratory or by other laboratories. Additionally, and by extension, protocols have the advantage of facilitating the assessment of experimental results through
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Bello, Segun; Moustgaard, Helene; Hróbjartsson, Asbjørn (October 2014). "The risk of unblinding was infrequently and incompletely reported in 300 randomized clinical trial publications".
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using the same methods and equipment. As such, rigorous and vetted testing and experimental protocols are required. In fact, such predefined protocols are an essential component of
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used is representative. For instance political polls are best when restricted to likely voters and this is one of the reasons why web polls cannot be considered scientific. The
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is another important concept and can lead to biased data simply due to an unlikely event. A sample size of 10, i.e., polling 10 people, will seldom give valid polling results.
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PRISMA-P Group; Moher, David; Shamseer, Larissa; Clarke, Mike; Ghersi, Davina; Liberati, Alessandro; Petticrew, Mark; Shekelle, Paul; Stewart, Lesley A (1 January 2015).
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is common to all measurements. These errors can be absolute errors from limitations of the equipment or propagation errors from approximate numbers used in calculations.
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Similarly, a protocol may refer to the procedural methods of health organizations, commercial laboratories, manufacturing plants, etc. to ensure their activities (e.g.,
755:. International Council for Harmonisation of Technical Requirements for Pharmaceuticals for Human Use (ICH). 9 November 2016. pp. 34–37 214: 99: 305: 159:
is the most common and sometimes the hardest bias to quantify. Statisticians often go to great lengths to ensure that the
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NCCIH requires that study investigators submit a final protocol document for all funded clinical projects.
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recommend that all studies assess and report unblinding. In practice, very few studies assess unblinding.
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gears at a facility) are consistent to a specific standard, encouraging safe use and accurate results.
83:(GCP) regulations. Protocols written for use by a specific laboratory may incorporate or reference 76: 59: 745: 276: 231: 1072: 335: 80: 576: 440: 680:
UNDP/World Bank/WHO Special Programme for Research and Training in Tropical Diseases (2001).
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Ethics and Experiments: Problems and Solutions for Social Scientists and Policy Professionals
406: 367: 241: 236: 542: 290: 281: 8: 800: 310: 271: 160: 152: 773: 151:: Many protocols include provisions for avoiding bias in the interpretation of results. 915: 880: 856: 829: 467: 330: 325: 168: 830:"Evidence of Experimental Bias in the Life Sciences: Why We Need Blind Data Recording" 1077: 1043: 1035: 995: 959: 920: 902: 861: 653: 616: 582: 548: 446: 412: 373: 266: 256: 1031: 1027: 951: 910: 892: 851: 841: 345: 20: 846: 721:"Handbook for good clinical research practice (GCP): Guidance for implementation" 340: 286: 261: 40: 746:"Integrated Addendum to ICH E6(R1): Guideline for Good Clinical Practice E6(R2)" 221:
data shouldn't be included. Positive data are rarely rationalized the same way.
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blinding is as effective as possible within ethical and practical constrains.
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National center for Complementary and Integrative Health (24 July 2018).
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Design and Analysis of Experiments: Introduction to Experimental Design
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often require the blinding of patients and researchers as well as a
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Procedural method for the design and implementation of an experiment
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are concepts used to quantify the likely relevance of a given
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Holman, L.; Head, M.L.; Lanfear, R.; Jennions, M.D. (2015).
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Consumer Behaviour: Perspectives, Findings and Explanations
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Metatheory in Social Science: Pluralisms and Subjectivities
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During the course of an experiment, a participant becomes
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Principles of Experimental Design for the Life Sciences
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may be included to guide interpretation of the data.
823: 821: 691:. World Health Organization. pp. 16–18, 29–33 568: 547:. Educational Technology Publications. p. 3. 372:. Vol. 1. John Wiley & Sons. p. 11. 58:at a calibration laboratory, and manufacturing of 393: 359: 1059: 818: 714: 712: 710: 708: 706: 602: 432: 69: 994:, Treasure Island (FL): StatPearls Publishing, 931: 615:. University of Chicago Press. pp. 61–62. 540: 682:"Chapter 2: Good Laboratory Practice Training" 488:National Research Council Canada (June 2003). 985: 937: 703: 574: 438: 675: 673: 671: 669: 404: 986:David, Sharoon; Khandhar, Paras B. (2021), 793: 767: 608: 481: 466:American Society for Microbiology (2016). 1011: 914: 896: 855: 845: 666: 503: 689:Handbook: Good laboratory practice (GLP) 509: 459: 366:Hinkelmann, K.; Kempthorne, O. (1994). 35:in the design and implementation of an 1060: 512:"Automotive Protocols & Standards" 652:. Palgrave Macmillan. pp. 71–2. 306:Royal Commission on Animal Magnetism 199: 13: 719:World Health Organization (2005). 14: 1094: 776:"NCCIH Clinical Research Toolbox" 578:Dictionary of the Social Sciences 1020:Journal of Clinical Epidemiology 979: 948:Encyclopedia of Research Design 872: 738: 1032:10.1016/j.jclinepi.2014.05.007 106:Protocols will often address: 31:is most commonly a predefined 1: 411:. CRC Press. pp. 12–13. 352: 89:National Institutes of Health 85:standard operating procedures 70:Experiment and study protocol 56:certified reference materials 847:10.1371/journal.pbio.1002190 445:. Routledge. p. PT382. 7: 938:Salkind, N.J., ed. (2010). 301:Randomized controlled trial 224: 139:calculations and statistics 10: 1099: 956:10.4135/9781412961288.n471 646:O'Shaughnessy, J. (2012). 54:at a hospital, testing of 541:Thiagarajan, S. (1980). 77:Good Laboratory Practice 277:Paradigm (experimental) 232:Adaptive clinical trial 575:Reading, H.F. (1996). 510:Nash, T. (July 2005). 468:"Laboratory Protocols" 439:Desposato, S. (2015). 336:Statistical population 81:Good Clinical Practice 1068:Design of experiments 898:10.1186/2046-4053-4-1 726:. WHO. pp. 27–34 405:Selwyn, M.R. (1996). 242:Design of experiments 237:Blocking (statistics) 988:"Double-Blind Study" 940:"Triple-Blind Study" 609:Fiske, D.W. (1986). 291:Nucleic acid methods 282:Propagation of error 215:Reporting guidelines 143:statistical analysis 311:Sample (statistics) 272:Observational error 153:Approximation error 944:Trible-Blind Study 885:Systematic Reviews 331:Standard deviation 326:Scientific control 169:Standard deviation 1083:Scientific method 1026:(10): 1059–1069. 544:Protocol Packages 267:Medical guideline 257:Estimation theory 200:Blinded protocols 33:procedural method 1090: 1052: 1051: 1015: 1009: 1008: 1007: 1006: 983: 977: 976: 974: 972: 935: 929: 928: 918: 900: 876: 870: 869: 859: 849: 825: 816: 815: 813: 811: 797: 791: 790: 785: 783: 771: 765: 764: 762: 760: 750: 742: 736: 735: 733: 731: 725: 716: 701: 700: 698: 696: 686: 677: 664: 663: 643: 634: 633: 631: 629: 606: 600: 599: 597: 595: 572: 566: 565: 563: 561: 538: 527: 526: 524: 522: 507: 501: 500: 498: 496: 485: 479: 478: 476: 474: 463: 457: 456: 436: 430: 429: 427: 425: 402: 391: 390: 388: 386: 363: 346:Systematic error 1098: 1097: 1093: 1092: 1091: 1089: 1088: 1087: 1058: 1057: 1056: 1055: 1016: 1012: 1004: 1002: 984: 980: 970: 968: 966: 936: 932: 877: 873: 840:(7): e1002190. 826: 819: 809: 807: 799: 798: 794: 781: 779: 772: 768: 758: 756: 748: 744: 743: 739: 729: 727: 723: 717: 704: 694: 692: 684: 678: 667: 660: 644: 637: 627: 625: 623: 607: 603: 593: 591: 589: 573: 569: 559: 557: 555: 539: 530: 520: 518: 508: 504: 494: 492: 486: 482: 472: 470: 464: 460: 453: 437: 433: 423: 421: 419: 403: 394: 384: 382: 380: 364: 360: 355: 350: 341:Survey sampling 287:Protein methods 262:Margin of error 227: 202: 72: 17: 12: 11: 5: 1096: 1086: 1085: 1080: 1075: 1070: 1054: 1053: 1010: 978: 964: 930: 871: 817: 792: 766: 737: 702: 665: 658: 635: 621: 601: 587: 567: 553: 528: 502: 480: 458: 451: 431: 417: 392: 378: 357: 356: 354: 351: 349: 348: 343: 338: 333: 328: 323: 321:Sampling error 318: 313: 308: 303: 298: 293: 284: 279: 274: 269: 264: 259: 254: 249: 244: 239: 234: 228: 226: 223: 201: 198: 193: 192: 181:placebo effect 146: 136: 130: 127:equipment used 124: 118: 96:clinical trial 71: 68: 25:social science 15: 9: 6: 4: 3: 2: 1095: 1084: 1081: 1079: 1076: 1074: 1073:Good practice 1071: 1069: 1066: 1065: 1063: 1049: 1045: 1041: 1037: 1033: 1029: 1025: 1021: 1014: 1001: 997: 993: 989: 982: 967: 965:9781412961271 961: 957: 953: 949: 945: 941: 934: 926: 922: 917: 912: 908: 904: 899: 894: 890: 886: 882: 875: 867: 863: 858: 853: 848: 843: 839: 835: 831: 824: 822: 806: 802: 796: 789: 777: 770: 754: 747: 741: 722: 715: 713: 711: 709: 707: 690: 683: 676: 674: 672: 670: 661: 659:9781137003768 655: 651: 650: 642: 640: 624: 618: 614: 613: 605: 590: 584: 580: 579: 571: 556: 550: 546: 545: 537: 535: 533: 517: 513: 506: 491: 484: 469: 462: 454: 452:9781317438663 448: 444: 443: 435: 420: 414: 410: 409: 401: 399: 397: 381: 375: 371: 370: 362: 358: 347: 344: 342: 339: 337: 334: 332: 329: 327: 324: 322: 319: 317: 314: 312: 309: 307: 304: 302: 299: 297: 294: 292: 288: 285: 283: 280: 278: 275: 273: 270: 268: 265: 263: 260: 258: 255: 253: 250: 248: 245: 243: 240: 238: 235: 233: 230: 229: 222: 218: 216: 211: 206: 197: 190: 189:control group 186: 185:observer bias 182: 178: 174: 170: 166: 162: 158: 154: 150: 147: 144: 140: 137: 134: 131: 128: 125: 122: 119: 116: 112: 109: 108: 107: 104: 101: 97: 92: 90: 86: 82: 78: 67: 63: 61: 57: 53: 52:blood testing 48: 46: 42: 38: 34: 30: 26: 22: 1023: 1019: 1013: 1003:, retrieved 991: 981: 969:. Retrieved 947: 943: 933: 888: 884: 874: 837: 834:PLOS Biology 833: 808:. Retrieved 804: 795: 787: 780:. Retrieved 769: 757:. Retrieved 752: 740: 728:. Retrieved 693:. Retrieved 688: 648: 626:. Retrieved 611: 604: 592:. Retrieved 577: 570: 558:. Retrieved 543: 519:. Retrieved 515: 505: 493:. Retrieved 483: 471:. Retrieved 461: 441: 434: 422:. Retrieved 407: 383:. Retrieved 368: 361: 296:Random error 219: 207: 203: 194: 148: 138: 132: 126: 120: 110: 105: 93: 73: 64: 60:transmission 49: 28: 27:research, a 18: 316:Sample size 177:sample size 165:sample size 157:Sample bias 45:peer review 41:replication 1062:Categories 1005:2021-08-10 992:StatPearls 622:0226251926 588:8171566057 554:0877781516 418:0849394619 379:0471551783 353:References 252:Estimation 213:reported. 121:procedures 79:(GLP) and 37:experiment 1040:1878-5921 907:2046-4053 801:"History" 759:6 October 730:6 October 695:6 October 210:unblinded 133:reporting 1078:Research 1048:24973822 1000:31536248 971:23 March 950:. Sage. 925:25554246 891:(1): 1. 866:26154287 810:23 March 782:23 March 628:22 March 594:23 March 560:22 March 521:22 March 495:22 March 473:22 March 424:22 March 385:22 March 225:See also 173:variance 29:protocol 916:4320440 857:4496034 805:CONSORT 753:ich.org 100:CONSORT 21:natural 1046:  1038:  998:  962:  923:  913:  905:  864:  854:  656:  619:  585:  551:  449:  415:  376:  247:DRAKON 179:. The 161:sample 111:safety 778:. NIH 749:(PDF) 724:(PDF) 685:(PDF) 516:Motor 94:In a 1044:PMID 1036:ISSN 996:PMID 973:2019 960:ISBN 921:PMID 903:ISSN 862:PMID 812:2019 784:2019 761:2023 732:2023 697:2023 654:ISBN 630:2019 617:ISBN 596:2019 583:ISBN 562:2019 549:ISBN 523:2019 497:2019 475:2019 447:ISBN 426:2019 413:ISBN 387:2019 374:ISBN 289:and 183:and 171:and 149:bias 23:and 1028:doi 952:doi 911:PMC 893:doi 852:PMC 842:doi 115:SOP 19:In 1064:: 1042:. 1034:. 1024:67 1022:. 990:, 958:. 946:. 942:. 919:. 909:. 901:. 887:. 883:. 860:. 850:. 838:13 836:. 832:. 820:^ 803:. 786:. 751:. 705:^ 687:. 668:^ 638:^ 531:^ 514:. 395:^ 91:. 1050:. 1030:: 975:. 954:: 927:. 895:: 889:4 868:. 844:: 814:. 763:. 734:. 699:. 662:. 632:. 598:. 564:. 525:. 499:. 477:. 455:. 428:. 389:. 191:. 117:.

Index

natural
social science
procedural method
experiment
replication
peer review
blood testing
certified reference materials
transmission
Good Laboratory Practice
Good Clinical Practice
standard operating procedures
National Institutes of Health
clinical trial
CONSORT
SOP
statistical analysis
Approximation error
Sample bias
sample
sample size
Standard deviation
variance
sample size
placebo effect
observer bias
control group
unblinded
Reporting guidelines
Adaptive clinical trial

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